Usa Financial Securities Corporation
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Overview
Usa Financial Securities Corporation is located at 6020 East Fulton Street, Ada, MI. The firm employs 141 financial advisors to manage client portfolios and provide financial guidance. Usa Financial Securities Corporation is a registered broker-dealer.
Usa Financial Securities Corporation oversees $268.7 million in assets under management across 1,395 accounts, of which 932 are discretionary and 463 are non-discretionary. Over the past year, the firm has provided financial planning services to between 251 and 500 clients. The services offered include financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. The firm caters to retail investors, high net worth investors, and corporations, with retail investors being the largest client type by accounts. The fee structure at Usa Financial Securities Corporation includes asset-based, hourly, fixed, and commission-based fees. The firm has 31 high net worth clients and maintains affiliations with an insurance company or agency.
Usa Financial Securities Corporation is registered in the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, and Wisconsin.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Usa Financial Securities Corporation by the Numbers
$268.7 million
166
1,395
$192.6 thousand
Products and Services
Usa Financial Securities Corporation provides multiple financial services, including financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. In the past financial year, Usa Financial Securities Corporation provided 251-500 of its accounts with financial planning services. The Company is not engaged in selling products or offering services aside from investment advice to its investment advisory accounts.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial management typically depend on which services the firm provides the client. Fees billed by Usa Financial Securities Corporation can include some blend of the following fee types: asset-based, hourly, fixed, or commission-based. The firm participates in a wrap fee program, in which the company offers a service bundle for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 1% of firms
Commissions
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
It works with retail investors, high net worth investors, and corporations. Out of its 3 clients, Usa Financial Securities Corporation's largest client type by number of accounts is retail investors, though it also caters to 31 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 under management or a net worth of at least $1,50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments).
- High-Net-Worth Individuals* - 2.22%
- Other Individuals - 97.5%
- Corporations - 0.29%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Usa Financial Securities Corporation does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Usa Financial Securities Corporation
Ada, MI
Raleigh, NC
Ada, MI
Ada, MI
Raleigh, NC
Ada, MI
Erie, PA
San Antonio, TX
Ada, MI
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