Vault Capital

CRD#323012
Investment Advisor Firm

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Learn more about Vault Capital

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Disclosures
  • Office Locations

    • Overview

    Vault Capital is located at 31363 Pacific Coast Hwy, Malibu, CA. The firm employs 2 financial advisors to manage client portfolios and provide financial guidance. Vault Capital is not a registered broker-dealer.

    Vault Capital offers services including portfolio management for individuals and small businesses, portfolio management for institutional clients, and educational seminars. The firm operates on a fee structure that includes asset-based, fixed, commission-based, performance-based, and other fees.

    Number of Advisors

    2

    Disclosures

    No

    Office Location

    31363 Pacific Coast Hwy
    Malibu, CA 90265

    Vault Capital by the Numbers

    Total Number of Employees

    2

    National Average: 64
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    Back to Overview

    Products and Services

    Vault Capital provides a variety of financial services, which can include portfolio management for individuals and small businesses, portfolio management for institutional clients, and educational seminars. However, Vault Capital did not provide financial planning services to any of its clients in the previous fiscal year. The Company does not sell products or offer services aside from investment advice to its investment advisory clients.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

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      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Find a firm that offers this service

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Offered by 6% of firms

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees for financial management typically are based on which service is provided. Fees billed by Vault Capital likely include some blend of the following fee structures: asset-based, fixed, commission-based, performance-based, or other. The company does participate in a wrap fee program, in which the company offers a bundle of services for a single fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 1% of firms

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Offered by 0% of firms

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

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    Disclosures

    Vault Capital does not have any disclosures.

    Please visit its Form ADV for more details.

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