Wagner Loftin Investment Services LLC
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Overview
Wagner Loftin Investment Services LLC is an advisory firm located in Pleasant Hill, California. The firm manages $347.1 million in assets over 984 client accounts, placing it in the mid-tier of firms in the country by assets under management (AUM). The company has a small team, including 7 financial advisors. Wagner Loftin Investment Services LLC does not act as a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its clients' and own accounts and instead has to go through a broker-dealer company to do so. Securities are exchangable fiscal assets like options, bonds and equities.
Wagner Loftin Investment Services LLC manages more than half of the company's client assets on a discretionary basis. Discretionary management means that a portfolio manager has the discretion to make transaction choices for the client's account without needing the client's permission. It also administers two non-discretionary accounts with a total of $394,658 in AUM. Wagner Loftin Investment Services LLC's average account size is $352,748. The average financial advisor at Wagner Loftin Investment Services LLC oversees around 141 client accounts.
Wagner Loftin Investment Services LLC's main office is at 3478 Buskirk Avenue, Pleasant Hill, California 94523. It is allowed to provide services to customers across a few states, including California, Florida, Louisiana, Texas and Washington.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Wagner Loftin Investment Services LLC by the Numbers
$347.1 million
7
984
$352.7 thousand
Fee Structure
Fees charged by financial advisors largely depend on the services provided. Fees charged by the firm typically consist of the following fee type: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Wagner Loftin Investment Services LLC.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Wagner Loftin Investment Services LLC caters to retail investors and high net worth investors. Out of its 984 clients, Wagner Loftin Investment Services LLC's largest client by number of accounts is retail investors, though it also caters to 104 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 under management or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its customers reside abroad.
- High-Net-Worth Individuals* - 23.42%
- Other Individuals - 76.58%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Wagner Loftin Investment Services LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Wagner Loftin Investment Services LLC
Pleasant Hill, CA
Pleasant Hill, CA
Pleasant Hill, CA
Pleasant Hill, CA
Pleasant Hill, CA
Pleasant Hill, CA
Pleasant Hill, CA
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