Weatherly Asset Management

CRD#106935
Investment Advisor Firm

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Overview

Weatherly Asset Management is a financial advisory firm located in Del Mar, California. It has $1.0 billion in assets throughout 1,275 accounts, placing it among the bigger investment advisory firms in the nation by assets under management (AUM). Weatherly Asset Management has a small team, including 9 financial advisors. Weatherly Asset Management does not act as a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its accounts and those of its customers and instead has to go through a broker-dealer firm to do so. Securities are tradable financial assets like bonds, equities and options.

Weatherly Asset Management manages most of its accounts in a discretionary manner. Discretionary management signifies that an investment advisor makes buy and sell choices without needing to seek client approval. The firm also has 33 non-discretionary accounts totaling $8.8 million in AUM. Weatherly Asset Management supervises roughly $795,107 in assets for each account. The typical advisor at Weatherly Asset Management oversees around 142 client accounts.

The company's main office is located at 832 Camino Del Mar, Suite 4, Del Mar, California 92014. The firm is legally allowed to provide services to clients across 12 U.S. states and territories.

Assets Under Management

$1.0 billion

Number of Advisors

9

Disclosures

No

Office Location

832 Camino Del Mar, Suite 4
Del Mar, CA 92014

Weatherly Asset Management by the Numbers

Total Assets Under Management

$1.0 billion

National Average: $8.6 billion
Total Number of Employees

15

National Average: 64
Total Number of Accounts

1,275

National Average: 375,227
Average Account Size

$795.1 thousand

National Average: $23.0 thousand
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Products and Services

Weatherly Asset Management provides a number of financial services, which can consist of financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and publication of newsletters. In the past fiscal year, the company provided financial planning services to 26-50 of its accounts. Weatherly Asset Management does not sell products or offer services apart from investment advice to its investment advisory customers. Weatherly Asset Management is also affiliated with a number of other service providers in the financial services industry, including with a trust company.

Core Advisor Services

  • Offered by 31% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 46% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

  • Find a firm that offers this service

    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

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    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

  • Offered by 3% of firms

    Publication of Periodicals

    This is the publication of various financial education materials.

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    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

Financial management fees vary depending on which services are offered. Fee types charged by Weatherly Asset Management likely include the following fee structures: asset-based, fixed or other. The firm does not supply a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.

Available

  • Offered by 69% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 32% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Offered by 10% of firms

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

Unavailable

  • Find one of the 21% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 1% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 26% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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Types of Clients

The company manages money for a broad range of customers. It works with retail investors, high net worth investors, pension plans, charitable organizations and corporations. Out of its 1,275 clients, Weatherly Asset Management's largest client group by number of accounts is high net worth investors, though it also serves 232 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 under management or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's customers are represented by non-U.S. persons.

  • High-Net-Worth Individuals* - 63.56%
  • Other Individuals - 33.15%
  • Corporations - 2.19%
  • Charitable Organizations - 1.1%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Weatherly Asset Management does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Weatherly Asset Management

Andrea Taylor
Del Mar, CA
Ryan Richardson
Del Mar, CA
Brooke Kelly
Del Mar, CA
Martin Rascon
Del Mar, CA
Kelli Burger
Del Mar, CA
Aubrey Brown
Del Mar, CA
Chase Hayhurst
Del Mar, CA
Brenton Armstrong
Del Mar, CA
Carolyn Taylor
Del Mar, CA

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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