West Wealth Group, LLC

CRD#316644
Investment Advisor Firm

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Learn more about West Wealth Group, LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    West Wealth Group, LLC operates as an advisory firm that has its headquarters in Irvine, California. The firm administers $285.1 million in total assets over 1,707 customer accounts, placing it in the mid-tier of firms in the nation by assets under management (AUM). It has a small team, including 9 financial advisors. West Wealth Group, LLC is not a registered broker-dealer, signifying that the advisor cannot buy and sell securities for its customers' and own accounts and instead is required to go through a broker-dealer company to do so. Securities are exchangable financial investments such as bonds, stocks and options.

    West Wealth Group, LLC oversees all of the company's accounts in a discretionary manner. Discretionary management is a structure in which buy and sell choices are made by an investment advisor without requiring the customer's approval. The investment advisory firm's typical account size is $167,021. An average advisor at West Wealth Group, LLC manages about 190 client accounts.

    West Wealth Group, LLC's headquarters is located at 2 Park Plaza, Irvine, California 92614. The company is registered to provide services to investors throughout 12 U.S. states and territories.

    Assets Under Management

    $285.1 million

    Number of Advisors

    9

    Disclosures

    No

    Office Location

    2 Park Plaza
    Irvine, CA 92614

    West Wealth Group, LLC by the Numbers

    Total Assets Under Management

    $285.1 million

    National Average: $8.6 billion
    Total Number of Employees

    9

    National Average: 64
    Total Number of Accounts

    1,707

    National Average: 375,227
    Average Account Size

    $167.0 thousand

    National Average: $23.0 thousand
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    Products and Services

    West Wealth Group, LLC provides a variety of financial services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, publication of newsletters and educational seminars. In the past fiscal year, the company provided 1-10 of its clients with financial planning services. It does not sell products or offer services aside from investment advisory services to its investment advisory accounts. It is also affiliated with a number of other service providers in the financial services industry, including with an accountant or accounting firm, insurance company or agency and real estate broker or dealer.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Find a firm that offers this service

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Offered by 3% of firms

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Offered by 6% of firms

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees charged by financial advisors usually vary depending on which services the firm provides the client. Fees charged by West Wealth Group, LLC can be comprised of the following fee structures: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 21% of firms

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The company provides services to retail investors, high net worth investors and pension plans. Out of its 1,707 accounts, West Wealth Group, LLC's biggest client type by number of accounts is retail investors, but it also manages money for 59 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's customers are from outside of the U.S.

    • High-Net-Worth Individuals* - 3.46%
    • Other Individuals - 95.02%
    • Corporations - 1.52%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    West Wealth Group, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at West Wealth Group, LLC

    Kurtis Desousa
    Irvine, CA
    Jordan Lisnock
    Irvine, CA
    Brian Levy
    Irvine, CA
    Garrett Yack
    Indian Wells, CA
    Anthony Serrano
    Irvine, CA
    Richard Mangus
    Irvine, CA
    Rudy Dahbura
    Indian Wells, CA
    Lauren Gershen
    Irvine, CA
    Shane Brosnan
    Irvine, CA

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    The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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