Whitman/Peterson, LLC
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Overview
Whitman/Peterson, LLC is a financial advisor firm located in Westlake Village, California. The company manages $1.8 billion in assets under management throughout six customer accounts, making it one of the biggest investment advisory firms in the nation by assets under management (AUM). The firm has a small team, including 20 financial advisors. Whitman/Peterson, LLC is not a registered broker-dealer, meaning it cannot buy and sell securities for its own accounts as well as its customers' and instead has to go through a broker-dealer firm to do so. Securities are exchangable fiscal assets such as equities, bonds and options.
Whitman/Peterson, LLC oversees all of its client assets in a discretionary manner. Discretionary management signifies that transaction choices are made by a portfolio manager without needing client consent. Whitman/Peterson, LLC oversees an average of $293.4 million for every account. The typical financial advisor at Whitman/Peterson, LLC oversees fewer than one client account, placing it among the most individualized financial advisor firms in the country.
The firm's headquarters is located at 3075 Townsgate Road, Westlake Village, California 91361. The firm is permitted to serve investors in the state of California.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Whitman/Peterson, LLC by the Numbers
$1.8 billion
21
6
$293.4 million
Fee Structure
A financial advisor's fees usually depend on the services offered. Fee types charged by Whitman/Peterson, LLC can be comprised of any combination of the following fee types: asset-based or performance-based. The company does not provide a wrap fee program, in which the company offers a service bundle for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company works with pooled investment vehicles. Out of its six clients, Whitman/Peterson, LLC's largest client is pooled investment vehicles. About 33% of the firm's accounts are from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Whitman/Peterson, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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