Financial Security Management, Inc
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Overview
Financial Security Management, Inc is a financial advisor company headquartered in Denver, Colorado. The company controls $365.5 million in total assets throughout 2,325 customer accounts, placing it among the larger financial advisory firms in the United States by assets under management (AUM). The company has a small team, including 5 financial advisors. Financial Security Management, Inc does not act as a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its own accounts as well as its customers' and instead is required to go through a broker-dealer firm to do so. Securities are defined as exchangable financial assets such as options, stocks and bonds.
Financial Security Management, Inc administers all of the firm's client assets on a discretionary basis. Discretionary management signifies that transaction choices for the client's account are made by a portfolio manager without requiring the client's approval. The advisory firm administers about $157,189 for every client account. The typical financial advisor at Financial Security Management, Inc oversees around 465 client accounts.
Financial Security Management, Inc's headquarters is located at 2535 S Lewis Way, Denver, Colorado 80227-6551. It is registered to serve customers throughout 17 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Financial Security Management, Inc by the Numbers
$365.5 million
8
2,325
$157.2 thousand
Products and Services
Financial services offered by Financial Security Management, Inc include financial planning services and portfolio management for individuals and small businesses. In the prior fiscal year, Financial Security Management, Inc provided financial planning services to 1000 of its clients. Financial Security Management, Inc does sell products or offer services different than investment advice to its customers. The firm is affiliated with a number of other service providers in the financial services industry, including with a real estate broker or dealer.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial advisory fees usually depend on which services the firm provides the client. Fees billed by the firm can be comprised of any combination of the following fee structures: asset-based or hourly. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
Unavailable
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It caters to retail investors and high net worth investors. Out of its 2,325 clients, Financial Security Management, Inc's largest client is retail investors, though it also serves 195 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's customers are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 18.84%
- Other Individuals - 81.16%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Financial Security Management, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Financial Security Management, Inc
Denver, CO
Denver, CO
Denver, CO
Denver, CO
Denver, CO
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