Mountain Capital Investment Advisors Inc

CRD#156660
Investment Advisor Firm

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Learn more about Mountain Capital Investment Advisors Inc

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Mountain Capital Investment Advisors Inc is located at 12235 Pecos St, Denver, CO. The firm employs 12 financial advisors to manage client portfolios and provide financial guidance. Mountain Capital Investment Advisors Inc is not a registered broker-dealer.

    Mountain Capital Investment Advisors Inc oversees $608.0 million in assets under management across 2,731 accounts, all of which are discretionary. Over the past year, the firm has provided financial planning services to 500 clients. The services offered include financial planning services and portfolio management for individuals and small businesses. The firm caters to retail investors and high net worth investors, with retail investors being the largest client type by accounts. The fee structure at Mountain Capital Investment Advisors Inc is asset-based. The firm has 202 high net worth clients and maintains affiliations with an accountant or accounting firm.

    Mountain Capital Investment Advisors Inc is registered in the states of California, Colorado, and Minnesota.

    Assets Under Management

    $608.0 million

    Number of Advisors

    12

    Disclosures

    No

    Office Location

    12235 Pecos St
    Denver, CO 80234

    Mountain Capital Investment Advisors Inc by the Numbers

    Total Assets Under Management

    $608.0 million

    National Average: $8.6 billion
    Total Number of Employees

    12

    National Average: 64
    Total Number of Accounts

    2,731

    National Average: 375,227
    Average Account Size

    $222.6 thousand

    National Average: $23.0 thousand
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    Products and Services

    Services provided by Mountain Capital Investment Advisors Inc include financial planning services and portfolio management for individuals and small businesses. In the prior financial year, Mountain Capital Investment Advisors Inc provided 500 of its clients with financial planning services. The Firm is not involved in selling products or offering services aside from investment advice to its investment advisory clients.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

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    Fee Structure

    Fees for financial management usually depend on the type of financial services offered. Fees charged by Mountain Capital Investment Advisors Inc typically consist of the following fee structure: asset-based.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The company provides services to retail investors and high net worth investors. Out of its 2 clients, Mountain Capital Investment Advisors Inc's largest client type by number of accounts is high net worth investors, though it also caters to 202 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 under management or a net worth of more than $1,50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 21.42%
    • Other Individuals - 78.58%
    • Corporations - 0%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Mountain Capital Investment Advisors Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Mountain Capital Investment Advisors Inc

    John Strunc
    Denver, CO
    Brian Quint
    Denver, CO
    Michael Pollard
    Denver, CO
    Karl Spurzem
    Corte Madera, CA
    Conner Murray
    Denver, CO
    Robert Loesch
    Denver, CO
    Michelle Burns
    Denver, CO
    Brandt Burns
    Denver, CO
    Adam Allgaier
    Denver, CO

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