Rk Capital Management, LLC
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Overview
Rk Capital Management, LLC operates as an advisory firm that has its headquarters in Denver, Colorado. The firm administers $533.5 million in assets under management across six customer accounts, placing it among the larger financial advisory firms in the United States by assets under management (AUM). The firm has a small team, including 6 financial advisors. Rk Capital Management, LLC does not act as a registered broker-dealer, signifying that it is not able to buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer company to do so. Securities are exchangable fiscal assets like equities, options and bonds.
Rk Capital Management, LLC oversees all of its client assets in a discretionary manner. Discretionary management is a structure in which transaction choices for the client's account are made by an investment advisor without requiring the client's permission. The company's typical account size is $88.9 million. The average advisor at Rk Capital Management, LLC manages about one client account, placing it among the most individualized firms in the country.
Rk Capital Management, LLC's headquarters is at 3033 East First Ave., Denver, Colorado 80206-5619. The company is legally registered to provide services to customers across 2 states, including Colorado and New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Rk Capital Management, LLC by the Numbers
$533.5 million
11
6
$88.9 million
Fee Structure
Fees for financial advice typically vary depending on which services the firm provides the client. However, fees billed by Rk Capital Management, LLC may include some combination of the following fee types: asset-based or performance-based. The firm does not provide a wrap fee program, in which the company offers a service bundle for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company caters to pooled investment vehicles and state or municipal government entities. Out of its six clients, Rk Capital Management, LLC's biggest client group is pooled investment vehicles. Around 33% of the company's customers are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Rk Capital Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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