Sage Advisory Services LTD Co

CRD#106236
Investment Advisor Firm

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Learn more about Sage Advisory Services LTD Co

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Sage Advisory Services LTD Co is located at 5900 Southwest Parkway, Austin, TX. The firm employs 35 financial advisors to manage client portfolios and provide financial guidance. Sage Advisory Services LTD Co is not a registered broker-dealer.

    Sage Advisory Services LTD Co oversees $22.7 billion in assets under management across 8,128 accounts, of which 8,121 are discretionary and 7 are non-discretionary. The services offered include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, and other services. The firm caters to retail investors, high net worth investors, investment companies, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, insurance companies, and corporations, with retail investors being the largest client type by accounts. The fee structure at Sage Advisory Services LTD Co includes asset-based and fixed fees. The firm has 239 high net worth clients.

    Sage Advisory Services LTD Co is registered in the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

    Assets Under Management

    $22.7 billion

    Number of Advisors

    35

    Disclosures

    No

    Office Location

    5900 Southwest Parkway
    Austin, TX 78735-6202

    Sage Advisory Services LTD Co by the Numbers

    Total Assets Under Management

    $22.7 billion

    National Average: $8.6 billion
    Total Number of Employees

    53

    National Average: 64
    Total Number of Accounts

    8,128

    National Average: 375,227
    Average Account Size

    $2.8 million

    National Average: $23.0 thousand
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    Fee Structure

    A financial advisor's fees typically vary depending on the type of services provided. Fees billed by Sage Advisory Services LTD Co can consist of any combination of the following fee types: asset-based or fixed. The firm participates in a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The firm does business with a broad range of investors. The company caters to retail investors, high net worth investors, investment companies, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, insurance companies, and corporations. Out of its 9 clients, Sage Advisory Services LTD Co's largest client type by number of accounts is pension plans, but it also manages money for 239 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 under management or a net worth of more than $1,50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 2.94%
    • Other Individuals - 83.33%
    • Corporations - 10.43%
    • Charitable Organizations - 3.3%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Sage Advisory Services LTD Co does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Sage Advisory Services LTD Co

    Matthew Cleavenger
    Austin, TX
    Matthew Johnson
    Austin, TX
    Courtney Walker
    Austin, TX
    Emma Harper
    Austin, TX
    David Luria
    Austin, TX
    Melania Mccarley
    Austin, TX
    Andrew Poreda
    Austin, TX
    Jamisen Allen
    Austin, TX
    Christina Ellis
    Austin, TX

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    The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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