Schaefer Financial Management, Inc
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Overview
Schaefer Financial Management, Inc operates as an advisory company located in Englewood, Colorado. The company controls $742.7 million in assets across 1,974 accounts, making it one of the bigger financial advisory firms in the United States by assets under management (AUM). The firm has a small team, including 7 financial advisors. Schaefer Financial Management, Inc is not a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its accounts and those of its customers and instead has to go through a broker-dealer firm to do so. Securities are exchangable financial investments such as options, bonds and equities.
Schaefer Financial Management, Inc oversees none of the firm's accounts in a discretionary manner. Discretionary management means that buy and sell choices for the client's account are made by a portfolio manager without needing the client's authorization. The firm also has 1,974 non-discretionary accounts totaling $742.7 million in AUM. The advisory firm's average account size is $376,258. An average financial advisor at Schaefer Financial Management, Inc administers about 282 client accounts.
The firm's headquarters is at 7700 East Arapahoe Road, Englewood, Colorado 80112-6108. Schaefer Financial Management, Inc is legally allowed to serve investors across a few states, including Arizona, California, Colorado, New Hampshire and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Schaefer Financial Management, Inc by the Numbers
$742.7 million
8
1,974
$376.3 thousand
Products and Services
Financial services offered by Schaefer Financial Management, Inc include financial planning services and portfolio management for individuals and small businesses. In the past financial year, Schaefer Financial Management, Inc provided financial planning services to 251-500 of its accounts. The company is not involved in selling products or offering services apart from investment advice to its investment advisory accounts.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees typically vary depending on which services the firm provides the client. Fee types charged by the firm likely include any combination of the following fee structures: asset-based, hourly or fixed. Schaefer Financial Management, Inc does not provide a wrap fee program, in which the company offers a service bundle for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
It works with retail investors and high net worth investors. Out of its 1,974 accounts, Schaefer Financial Management, Inc's biggest client is retail investors, but it also manages money for 183 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 under management or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's accounts are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 44.53%
- Other Individuals - 55.47%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Schaefer Financial Management, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Schaefer Financial Management, Inc
Englewood, CO
Englewood, CO
Englewood, CO
Englewood, CO
Englewood, CO
Englewood, CO
Englewood, CO
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