Tci Wealth Advisors, Inc

CRD#107373
Investment Advisor Firm

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Overview

Tci Wealth Advisors, Inc operates as an advisory company that has its headquarters in Tucson, Arizona. The company has $3.4 billion in assets under management over 9,496 accounts, placing it among the biggest investment advisory firms in the country by assets under management (AUM). The company has an average-sized team, including 29 financial advisors. Tci Wealth Advisors, Inc does not act as a registered broker-dealer, meaning the advisor cannot buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer company to do so. Securities are tradable fiscal assets such as bonds, options and stocks.

Tci Wealth Advisors, Inc manages the majority of the company's client assets in a discretionary manner. Discretionary management signifies that a portfolio manager makes buy and sell judgments without needing to seek client approval. The firm also has six non-discretionary accounts totaling $17.1 million in assets. The advisory firm oversees an average of $361,365 in assets for every client account. The typical advisor at Tci Wealth Advisors, Inc administers around 327 client accounts.

The company's main office is at 4011 East Sunrise Drive, Tucson, Arizona 85718. It is permitted to serve investors across 33 U.S. states and territories.

Assets Under Management

$3.4 billion

Number of Advisors

29

Disclosures

No

Office Location

4011 East Sunrise Drive
Tucson, AZ 85718

Tci Wealth Advisors, Inc by the Numbers

Total Assets Under Management

$3.4 billion

National Average: $8.6 billion
Total Number of Employees

54

National Average: 64
Total Number of Accounts

9,496

National Average: 375,227
Average Account Size

$361.4 thousand

National Average: $23.0 thousand
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Products and Services

Tci Wealth Advisors, Inc provides a variety of financial services, which can consist of financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. In the prior fiscal year, the firm provided 3000 of its accounts with financial planning services. Tci Wealth Advisors, Inc is not engaged in selling products or offering services apart from investment advice to its investment advisory clients.

Core Advisor Services

  • Offered by 31% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 46% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

  • Offered by 20% of firms

    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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    Publication of Periodicals

    This is the publication of various financial education materials.

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    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

A financial advisor's fees usually depend on the type of services provided. Fee types billed by Tci Wealth Advisors, Inc most likely consist of some blend of the following fee structures: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by Tci Wealth Advisors, Inc.

Available

  • Offered by 69% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 21% of firms

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Offered by 32% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

Unavailable

  • Find one of the 1% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 26% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 10% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

The firm works with a broad range of investors. Tci Wealth Advisors, Inc caters to retail investors, high net worth investors, pension plans, charitable organizations and corporations. Out of its 9,496 accounts, Tci Wealth Advisors, Inc's largest client group is retail investors, though it also caters to 824 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 under management or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of the company's customers reside abroad.

  • High-Net-Worth Individuals* - 30.54%
  • Other Individuals - 67.01%
  • Corporations - 2.11%
  • Charitable Organizations - 0.33%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Tci Wealth Advisors, Inc does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Tci Wealth Advisors, Inc

Rachel Mccullough
Scottsdale, AZ
Robert Rynders
Scottsdale, AZ
Scott Bennett
Tucson, AZ
Scott Styrmoe
Tucson, AZ
Justin Rodriguez
Scottsdale, AZ
Shawn Best
Tucson, AZ
Kayla Marjanovic
Tucson, AZ
Lily Styrmoe
Tucson, AZ
Robert Swift
Tucson, AZ

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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