Vanguard Capital
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Overview
Vanguard Capital operates as a financial advisor firm that has its headquarters in Denver, Colorado. Vanguard Capital oversees $152.9 million in assets under management over 398 client accounts, placing it in the mid-tier of firms in the country by assets under management (AUM). It has a small team, including 0 financial advisor. Vanguard Capital does not act as a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its customers' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are defined as tradable fiscal investments such as options, bonds and stocks.
Vanguard Capital oversees all of the company's client assets on a discretionary basis. Discretionary management means that an investment advisor has the discretion to make transaction judgments for the client's account without needing the client's permission. Vanguard Capital's typical account size is $384,230.
Vanguard Capital's central office is at 1600 Broadway, Suite 1600, Denver, Colorado 80202. Vanguard Capital is legally registered to provide services to clients across a few states, including Arizona, California, Colorado, Florida, Nevada, Utah and Washington.
Assets Under Management
Disclosures
Office Location
Vanguard Capital by the Numbers
$152.9 million
1
398
$384.2 thousand
Fee Structure
Fees for financial advisory services are based on the type of services offered. Fees billed by the company likely consist of any combination of the following fee types: asset-based or hourly. Vanguard Capital does not participate in a wrap fee program, in which the company offers a service bundle for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 21% of firms
Hourly
Unavailable
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm provides services to retail investors and high net worth investors. Out of its 398 customers, Vanguard Capital's biggest client group is retail investors, although it also serves 51 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 under management or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's customers are from outside of the U.S.
- High-Net-Worth Individuals* - 26.98%
- Other Individuals - 73.02%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Vanguard Capital does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Vanguard Capital
Irvine, CA
Irvine, CA
Irvine, CA
Denver, CO
Irvine, CA
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