Abs Global Investments

CRD#127290
Investment Advisor Firm

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Overview

Abs Global Investments operates as an advisory company that has its headquarters in Greenwich, Connecticut. The firm oversees $7.0 billion in total assets over 17 accounts, placing it among the largest firms in the nation by assets under management (AUM). The firm has a small group, including 14 financial advisors. Abs Global Investments is not a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its accounts and those of its customers and instead has to go through a broker-dealer company to do so. Securities are defined as exchangable financial assets like options, bonds and stocks.

Abs Global Investments oversees 14 of the firm's accounts in a discretionary manner. Discretionary management signifies that an investment advisor makes buy and sell judgments for the client's account without requiring the client's permission. Abs Global Investments also oversees three non-discretionary accounts totaling $859.5 million in assets. The advisory firm oversees about $409.0 million for each client account. An average financial advisor at Abs Global Investments administers around one client account, making it one of the most personalized advisor firms in the country.

The firm's main office is located at 537 Steamboat Road, Greenwich, Connecticut 6830. The firm is registered to serve customers in the state of Connecticut.

Assets Under Management

$7.0 billion

Number of Advisors

14

Disclosures

No

Office Location

537 Steamboat Road
Greenwich, CT 06830

Abs Global Investments by the Numbers

Total Assets Under Management

$7.0 billion

National Average: $8.6 billion
Total Number of Employees

38

National Average: 64
Total Number of Accounts

17

National Average: 375,227
Average Account Size

$409.0 million

National Average: $23.0 thousand
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Products and Services

Abs Global Investments provides a number of financial services, including portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. Notably, it did not provide financial planning services to any of its customers in the previous financial year. The company does not sell products or offer services aside from investment advisory services to its investment advisory customers. The company is affiliated with one or more other service providers in the financial services industry, including with a broker-dealer or securities dealer, banking or thrift institution and trust company.

Core Advisor Services

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    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

  • Offered by 20% of firms

    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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    Publication of Periodicals

    This is the publication of various financial education materials.

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    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

Financial advisory fees vary depending on the services offered. Fee types billed by the firm may include the following fee structures: asset-based, fixed or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Abs Global Investments.

Available

  • Offered by 69% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 26% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Offered by 32% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

Unavailable

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    Hourly

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    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 1% of firms that offer this fee type

    Commissions

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    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 0% of firms that offer this fee type

    Subscription

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    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 10% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

Abs Global Investments caters to investment companies, pooled investment vehicles, other investment advisers and other. Out of its 17 customers, Abs Global Investments's biggest client type is pooled investment vehicles. About 29% of its clients are from outside of the U.S.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 100%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Abs Global Investments does not have any disclosures.

Please visit its Form ADV for more details.

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