A&M Capital
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Overview
A&M Capital operates as a financial advisor company located in Greenwich, Connecticut. A&M Capital handles $4.7 billion in total assets throughout 13 accounts, placing it among the largest financial advisory firms in the United States by assets under management (AUM). A&M Capital has an average-sized group, including 53 financial advisors. A&M Capital does not act as a registered broker-dealer, meaning the company cannot buy and sell securities for its accounts and those of its clients and instead has to go through a broker-dealer firm to do so. Securities are tradable fiscal assets such as bonds, equities and options.
A&M Capital oversees all of the company's client assets in a discretionary manner. Discretionary management means that a portfolio manager makes buy and sell choices without requiring client authorization. The firm administers roughly $357.9 million for every client account. An average financial advisor at A&M Capital manages fewer than one client account, placing it among the most individualized financial advisor firms in the country.
The firm's central office is located at 1 Pickwick Plaza, Greenwich, Connecticut 6830. The firm is legally allowed to provide services to customers throughout a number of states, including Connecticut and Florida.
Assets Under Management
Number of Advisors
Disclosures
Office Location
A&M Capital by the Numbers
$4.7 billion
71
13
$357.9 million
Fee Structure
Fees for financial management usually are based on which services are offered. However, fees charged by A&M Capital may include the following fee types: asset-based, performance-based or other. The firm does not provide a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 10% of firms
Other
Unavailable
Types of Clients
It caters to pooled investment vehicles. Out of its 13 customers, A&M Capital's largest client by number of accounts is pooled investment vehicles. About 38% of the firm's customers reside abroad.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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