Aristeia Capital, LLC
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Learn more about Aristeia Capital, LLC
Aristeia Capital, LLC is an advisory firm headquartered in Greenwich, Connecticut. The firm has $9.9 billion in assets under management across six customer accounts, placing it among the largest investment advisory firms in the nation by assets under management (AUM). The company has an average-sized group, including 20 financial advisors. Aristeia Capital, LLC is not a registered broker-dealer, signifying that it is not able to buy and sell securities for its clients' and own accounts and instead must go through a broker-dealer company to do so. Securities are defined as tradable fiscal investments such as equities, bonds and options.
Aristeia Capital, LLC manages all of the firm's client assets in a discretionary manner. Discretionary management is a structure in which an investment advisor makes transaction judgments without requiring client approval. Aristeia Capital, LLC oversees an average of $1.7 billion in assets for each account. An average financial advisor at Aristeia Capital, LLC administers fewer than one client account, placing it among the most individualized firms in the country.
Aristeia Capital, LLC's headquarters is at One Greenwich Plaza, Greenwich, Connecticut 6830. The firm is registered to serve customers throughout a number of states, including Connecticut and New York.
Assets Under Management
Number of Advisors
Aristeia Capital, LLC by the Numbers
A financial advisor's fees typically are based on which services the firm provides the client. However, fees charged by Aristeia Capital, LLC may include any blend of the following fee types: asset-based, performance-based or other. The firm does not participate in a wrap fee program, in which the firm offers a service bundle for a single fee.
Offered by 69% of firms
Percentage of AssetsShow Explanation
This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.
Offered by 26% of firms
Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.
Offered by 10% of firms
Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.
Find one of the 21% of firms that offer this fee type
Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.
Find one of the 1% of firms that offer this fee type
Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.
Find one of the 0% of firms that offer this fee type
Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.
Find one of the 32% of firms that offer this fee type
Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.
Types of Clients
Aristeia Capital, LLC provides services to pooled investment vehicles. Out of its six customers, Aristeia Capital, LLC's biggest client is pooled investment vehicles. About 66% of the firm's customers are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Aristeia Capital, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.