Axa Investment Managers Us Inc
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Overview
Axa Investment Managers Us Inc is a financial advisor firm located in Greenwich, Connecticut. Axa Investment Managers Us Inc oversees $87.8 billion in total assets over 246 accounts, placing it among the biggest firms in the United States by assets under management (AUM). The firm has a large team, including 121 financial advisors. Axa Investment Managers Us Inc is not a registered broker-dealer, meaning the company is not able to buy and sell securities for its accounts and those of its customers and instead must go through a broker-dealer company to do so. Securities are exchangable financial assets such as options, bonds and stocks.
Axa Investment Managers Us Inc manages 237 of its accounts in a discretionary manner. Discretionary management is a structure in which transaction decisions for the client's account are made by an investment advisor without needing to seek client permission. It also oversees nine non-discretionary accounts totaling $17.1 billion in assets under management. The firm administers about $356.8 million for each account. An average financial advisor at Axa Investment Managers Us Inc manages around two client accounts, making it one of the most individualized advisor firms in the country.
The firm's headquarters is at 100 West Putnam Avenue, Greenwich, Connecticut 6830. The firm is legally registered to provide services to investors throughout a few states, including California, Connecticut, Georgia and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Axa Investment Managers Us Inc by the Numbers
$87.8 billion
174
246
$356.8 million
Products and Services
Axa Investment Managers Us Inc offers multiple financial services, which can include portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. The company does sell products or offer services other than investment advisory services to its clients. The company is also affiliated with a number of other service providers in the financial services industry, including with an insurance company or agency, real estate broker or dealer and commodity pool advisor.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors typically vary depending on the type of financial services offered. However, fees billed by the firm may include any combination of the following fee types: asset-based, fixed, performance-based or other. The company does not supply a wrap fee program, in which the company offers a bundle of services for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 26% of firms
Performance-based
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Offered by 32% of firms
Fixed
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Offered by 10% of firms
Other
Unavailable
Types of Clients
The firm works with investment companies, pooled investment vehicles, other investment advisers and insurance companies. Out of its 246 customers, Axa Investment Managers Us Inc's largest client group by number of accounts is pooled investment vehicles. About 63% of the company's clients are from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Axa Investment Managers Us Inc does not have any disclosures.
Please visit its Form ADV for more details.
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