Basso Capital Management, L.P

CRD#132311
Investment Advisor Firm

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Overview

Basso Capital Management, L.P operates as an advisory firm located in Stamford, Connecticut. Basso Capital Management, L.P administers $369.5 million in assets under management throughout one customer account, making it one of the bigger investment advisory firms in the United States by assets under management (AUM). The firm has a small group of nine employees, four of whom are financial advisors. Basso Capital Management, L.P is not a registered broker-dealer, signifying that the company is not able to buy and sell securities for its customers' and own accounts and instead has to go through a broker-dealer company to do so. Securities are exchangable fiscal investments like bonds, equities and options.

Basso Capital Management, L.P administers all of its accounts in a discretionary manner. Discretionary management is a structure in which transaction decisions are made by a portfolio manager without needing to seek client authorization. The company's average account size is $369.5 million. The typical financial advisor at Basso Capital Management, L.P manages fewer than one client account, placing it among the most individualized advisor firms in the country.

Basso Capital Management, L.P's headquarters is located at 1266 East Main Street, Stamford, Connecticut 06902-3546. The company is legally registered to provide services to investors in the state of Connecticut.

Assets Under Management

$369.5 million

Number of Advisors

4

Disclosures

No

Office Location

1266 East Main Street
Stamford, CT 06902-3546

Basso Capital Management, L.P by the Numbers

Total Assets Under Management

$369.5 million

National Average: $3.7 billion
Total Number of Employees

9

National Average: 29
Total Number of Accounts

1

National Average: 2,073
Average Account Size

$369.5 million

National Average: $1.8 million

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Fee Structure

Financial advisory fees are based on the financial services provided. Fee types billed by the company can include the following fee types: asset-based or performance-based. The company does not participate in a wrap fee program, in which the company offers a service bundle for a comprehensive fee.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 17% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

Unavailable

  • Find one of the 35% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 40% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

The firm works with pooled investment vehicles. Basso Capital Management, L.P's biggest client type is pooled investment vehicles. None of its clients are from outside of the U.S.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 100%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Basso Capital Management, L.P does not have any disclosures.

Please visit its Form ADV for more details.

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This content was compiled from the SEC and FINRA