Basso Capital Management, L.P
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Overview
Basso Capital Management, L.P operates as a financial advisor firm based in Stamford, Connecticut. It controls $1.5 billion in assets across 10 client accounts, making it one of the largest investment advisory firms in the nation by assets under management (AUM). It has a small team, including 3 financial advisors. Basso Capital Management, L.P does not act as a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its customers' and own accounts and instead must go through a broker-dealer company to do so. Securities are tradable financial investments such as stocks, options and bonds.
Basso Capital Management, L.P oversees some of the company's client assets on a discretionary basis. Discretionary management is a structure in which an investment advisor has the discretion to make buy and sell judgments for the client's account without needing to seek the customer's approval. It also manages six non-discretionary accounts with a total of $1.0 billion in AUM. The company supervises about $146.5 million for every customer account. An average financial advisor at Basso Capital Management, L.P manages around three client accounts, placing it among the most individualized firms in the country.
The firm's headquarters is at 1266 East Main Street, Stamford, Connecticut 06902-3546. Basso Capital Management, L.P is registered to provide services to clients in the state of Connecticut.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Basso Capital Management, L.P by the Numbers
$1.5 billion
7
10
$146.5 million
Fee Structure
Fees charged by financial advisors usually vary depending on which service is provided. However, fee types charged by the company likely consist of some blend of the following fee structures: fixed or performance-based. Basso Capital Management, L.P does not participate in a wrap fee program, in which the firm offers a service bundle for a single fee.
Available
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Offered by 26% of firms
Performance-based
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Offered by 32% of firms
Fixed
Unavailable
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Find one of the 69% of firms that offer this fee type
Percentage of Assets
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Basso Capital Management, L.P works with high net worth investors and pooled investment vehicles. Out of its 10 accounts, Basso Capital Management, L.P's largest client type is high net worth investors, though it also serves seven high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 under management or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's customers reside abroad.
- High-Net-Worth Individuals* - 87.5%
- Other Individuals - 0%
- Corporations - 12.5%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Basso Capital Management, L.P does not have any disclosures.
Please visit its Form ADV for more details.
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