Capula Investment Us Lp
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Overview
Capula Investment Us Lp is an advisory firm based in New York, New York. The company oversees $75.1 billion in total assets over nine customer accounts, placing it among the largest firms in the country by assets under management (AUM). It has an average-sized team, including 17 financial advisors. Capula Investment Us Lp is not a registered broker-dealer, meaning the company cannot buy and sell securities for its clients' and own accounts and instead has to go through a broker-dealer firm to do so. Securities are exchangable financial investments such as equities, bonds and options.
Capula Investment Us Lp administers all of its client assets on a discretionary basis. Discretionary management means that an investment advisor makes buy and sell decisions without requiring client approval. The investment advisory firm's typical account size is $8.3 billion. The typical advisor at Capula Investment Us Lp manages fewer than one client account, making it one of the most personalized financial advisor firms in the country.
The firm's headquarters is located at 510 Madison Avenue, New York, New York 10022. Capula Investment Us Lp is legally allowed to serve investors throughout 2 states, including Connecticut and New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Capula Investment Us Lp by the Numbers
$75.1 billion
41
9
$8.3 billion
Fee Structure
Financial advisory fees largely depend on the type of services offered. Fees charged by the company typically consist of non-traditional fee structures. The firm does not supply a wrap fee program, in which the company offers a bundle of services for a single fee.
Available
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Offered by 10% of firms
Other
Unavailable
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Find one of the 69% of firms that offer this fee type
Percentage of Assets
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
Types of Clients
Capula Investment Us Lp caters to pooled investment vehicles and other. Out of its nine customers, Capula Investment Us Lp's biggest client group is pooled investment vehicles. About 89% of the company's accounts are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Capula Investment Us Lp does not have any disclosures.
Please visit its Form ADV for more details.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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