Cartenna Capital
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Overview
Cartenna Capital operates as a financial advisory company based in Stamford, Connecticut. Cartenna Capital administers $784.0 million in assets under management across 11 client accounts, making it one of the bigger investment advisory firms in the United States by assets under management (AUM). The firm has a small group, including 5 financial advisors. Cartenna Capital is not a registered broker-dealer, signifying that the advisor cannot buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer company to do so. Securities are defined as tradable fiscal assets like options, bonds and equities.
Cartenna Capital manages all of its accounts in a discretionary manner. Discretionary management is a structure in which buy and sell decisions are made by a portfolio manager without needing to seek the client's approval. The company's typical account size is $71.3 million. The average financial advisor at Cartenna Capital manages about two client accounts, making it one of the most individualized firms in the country.
Cartenna Capital's central office is located at 263 Tresser Blvd., Stamford, Connecticut 6901. The firm is legally allowed to serve clients in the state of Connecticut.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Cartenna Capital by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$784.0 million
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
6
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
11
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$71.3 million
Fee Structure
Financial management fees vary depending on the type of services offered. However, fee types billed by the firm can consist of the following fee structures: asset-based or performance-based. The company does not provide a wrap fee program, in which the firm offers a service bundle for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It works with pooled investment vehicles. Out of its 11 clients, Cartenna Capital's biggest client group is pooled investment vehicles. About 71% of the company's clients are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Cartenna Capital does not have any disclosures.
Please visit its Form ADV for more details.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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