Clear Harbor Asset Management, LLC
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Learn more about Clear Harbor Asset Management, LLC
Overview
Clear Harbor Asset Management, LLC is a financial advisor firm located in Stamford, Connecticut. The company handles $1.0 billion in assets throughout 1,207 accounts, placing it among the larger investment advisory firms in the country by assets under management (AUM). The company has a small team, including 14 financial advisors. Clear Harbor Asset Management, LLC is not a registered broker-dealer, signifying that the company is not able to buy and sell securities for its accounts and those of its customers and instead has to go through a broker-dealer firm to do so. Securities are defined as exchangable financial assets like equities, bonds and options.
Clear Harbor Asset Management, LLC manages most of the firm's accounts on a discretionary basis. Discretionary management means that transaction judgments for the client's account are made by an investment advisor without requiring client consent. Clear Harbor Asset Management, LLC also manages three non-discretionary accounts totaling $3.8 million in assets under management. Clear Harbor Asset Management, LLC's average account size is $864,113. The typical financial advisor at Clear Harbor Asset Management, LLC administers about 86 client accounts.
The company's headquarters is located at 263 Tresser Blvd., Stamford, Connecticut 6901. The firm is legally allowed to serve clients throughout 17 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Clear Harbor Asset Management, LLC by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$1.0 billion
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
20
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
1,207
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$864.1 thousand
Products and Services
Clear Harbor Asset Management, LLC offers multiple financial services, which can consist of financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles and portfolio management for institutional clients. In the prior financial year, the company provided 51-100 of its customers with financial planning services. The firm is not engaged in selling products or offering services apart from investment advice to its investment advisory accounts.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial management fees usually depend on which services are provided. However, fees billed by Clear Harbor Asset Management, LLC can include some blend of the following fee structures: asset-based, fixed or performance-based. The company does not provide a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 26% of firms
Performance-based
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
Clear Harbor Asset Management, LLC manages money for a broad range of customers. It works with retail investors, high net worth investors, business development companies, pooled investment vehicles, pension plans and charitable organizations. Out of its 1,207 accounts, Clear Harbor Asset Management, LLC's biggest client group by number of accounts is retail investors, although it also caters to 259 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of the firm's customers are from outside of the U.S.
- High-Net-Worth Individuals* - 46.42%
- Other Individuals - 48.57%
- Corporations - 2.69%
- Charitable Organizations - 2.33%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Clear Harbor Asset Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Clear Harbor Asset Management, LLC
Stamford, CT
Stamford, CT
Stamford, CT
Stamford, CT
Stamford, CT
Stamford, CT
Stamford, CT
Stamford, CT
Stamford, CT
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