Clearview Capital, L.P

CRD#161146
Investment Advisor Firm

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Overview

Clearview Capital, L.P is a financial advisory firm that has its headquarters in Stamford, Connecticut. The company oversees $1.3 billion in total assets over seven client accounts, placing it among the biggest firms in the United States by assets under management (AUM). The company has a small group of 22 employees, of which 17 are financial advisors. Clearview Capital, L.P is not a registered broker-dealer, meaning the company is not able to buy and sell securities for its customers' and own accounts and instead has to go through a broker-dealer firm to do so. Securities are tradable fiscal investments like equities, options and bonds.

Clearview Capital, L.P oversees all of its client assets in a discretionary manner. Discretionary management is a structure in which buy and sell choices are made by a portfolio manager without needing to seek the client's authorization. The investment advisory firm manages roughly $190.0 million in assets for every client account. The average financial advisor at Clearview Capital, L.P manages fewer than one client account, placing it among the most individualized financial advisor firms in the country.

Clearview Capital, L.P's central office is located at 1010 Washington Boulevard, Stamford, Connecticut 6901. The firm is permitted to provide services to clients in the state of Connecticut.

Assets Under Management

$1.3 billion

Number of Advisors

17

Disclosures

No

Office Location

1010 Washington Boulevard
Stamford, CT 06901

Clearview Capital, L.P by the Numbers

Total Assets Under Management

$1.3 billion

National Average: $3.7 billion
Total Number of Employees

22

National Average: 29
Total Number of Accounts

7

National Average: 2,073
Average Account Size

$190.0 million

National Average: $1.8 million

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Fee Structure

Fees for financial advice typically vary depending on the financial services provided. However, fees charged by the firm likely consist of some combination of the following fee types: asset-based, performance-based or other. The company does not supply a wrap fee program, in which the company offers a service bundle for a single fee.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 17% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Offered by 12% of firms

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

Unavailable

  • Find one of the 35% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 40% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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Types of Clients

The firm caters to pooled investment vehicles. Out of its seven clients, Clearview Capital, L.P's biggest client group is pooled investment vehicles. None of the company's customers are from outside of the U.S.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 100%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Clearview Capital, L.P does not have any disclosures.

Please visit its Form ADV for more details.

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This content was compiled from the SEC and FINRA