Dock Street Capital Management LLC
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Overview
Dock Street Capital Management LLC is a financial advisory company that has its headquarters in Westport, Connecticut. The firm manages $3.8 billion in assets throughout 85 accounts, placing it among the largest firms in the United States by assets under management (AUM). The company has a small group, including 2 financial advisors. Dock Street Capital Management LLC is not a registered broker-dealer, meaning the advisor cannot buy and sell securities for its accounts and those of its customers and instead is required to go through a broker-dealer firm to do so. Securities are defined as exchangable financial assets like equities, bonds and options.
Dock Street Capital Management LLC manages zero of the firm's client assets in a discretionary manner. Discretionary management means that a portfolio manager makes buy and sell decisions for the client's account without needing the customer's approval. The firm also manages 85 non-discretionary accounts totaling $3.8 billion in assets. The investment advisory firm's average account size is $44.5 million. The typical advisor at Dock Street Capital Management LLC oversees about 43 client accounts, making it about average in terms of personalization.
Dock Street Capital Management LLC's main office is located at 575-B Riverside Avenue, Westport, Connecticut 6880. Dock Street Capital Management LLC is legally permitted to serve investors across a number of states, including Connecticut, New Jersey and Utah.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Dock Street Capital Management LLC by the Numbers
$3.8 billion
2
85
$44.5 million
Fee Structure
Financial advisory fees usually depend on the services provided. Fees charged by Dock Street Capital Management LLC most likely are comprised of the following fee types: asset-based or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 32% of firms
Fixed
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Dock Street Capital Management LLC caters to other. Out of its 85 accounts, Dock Street Capital Management LLC's biggest client group by number of accounts is other. Around 100% of the firm's customers reside abroad.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Dock Street Capital Management LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Dock Street Capital Management LLC
Mountainside, NJ
Westport, CT
Westport, CT
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