Gabelli & Company Investment Advisers, Inc

CRD#137024
Investment Advisor Firm

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Learn more about Gabelli & Company Investment Advisers, Inc

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Overview

    Gabelli & Company Investment Advisers, Inc operates as a financial advisory company located in Greenwich, Connecticut. The firm administers $1.9 billion in assets under management across 27 client accounts, placing it among the biggest financial advisory firms in the United States by assets under management (AUM). Gabelli & Company Investment Advisers, Inc has a small team of 23 employees, including nine financial advisors. Gabelli & Company Investment Advisers, Inc does not act as a registered broker-dealer, meaning the firm is not able to buy and sell securities for its accounts and those of its customers and instead has to go through a broker-dealer firm to do so. Securities are tradable financial investments such as options, bonds and stocks.

    Gabelli & Company Investment Advisers, Inc oversees all of the firm's client assets on a discretionary basis. Discretionary management signifies that transaction decisions are made by an investment advisor without needing to seek client consent. The investment advisory firm oversees an average of $72.2 million in assets for each client account. The average financial advisor at Gabelli & Company Investment Advisers, Inc oversees around three client accounts, placing it among the most personalized firms in the country.

    The company's main office is located at 191 Mason Street, Greenwich, Connecticut 6830. Gabelli & Company Investment Advisers, Inc is legally registered to provide services to customers across 2 states, including Connecticut and New York.

    Assets Under Management

    $1.9 billion

    Number of Advisors

    9

    Disclosures

    No

    Office Location

    191 Mason Street
    Greenwich, CT 06830

    Gabelli & Company Investment Advisers, Inc by the Numbers

    Total Assets Under Management

    $1.9 billion

    National Average: $3.7 billion
    Total Number of Employees

    23

    National Average: 29
    Total Number of Accounts

    27

    National Average: 2,073
    Average Account Size

    $72.2 million

    National Average: $1.8 million

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    Fee Structure

    Fees for financial management usually vary depending on which services the firm provides the client. However, fees charged by the firm most likely consist of the following fee types: asset-based, performance-based or other. The company does not provide a wrap fee program, in which the company offers a bundle of services for a single fee.

    Available

    • Offered by 74% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 17% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Offered by 12% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 35% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 2% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 1% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 40% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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    Types of Clients

    It works with pooled investment vehicles. Out of its 27 accounts, Gabelli & Company Investment Advisers, Inc's largest client group by number of accounts is pooled investment vehicles. Around 52% of the firm's clients are from outside of the U.S.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Gabelli & Company Investment Advisers, Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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    This content was compiled from the SEC and FINRA

    Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.