Greenwich Investment Management, Inc
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Overview
Greenwich Investment Management, Inc operates as a financial advisory company headquartered in Norwalk, Connecticut. It has $816.9 million in total assets throughout 1,082 accounts, making it one of the bigger investment advisory firms in the United States by assets under management (AUM). Greenwich Investment Management, Inc has a small group, including 8 financial advisors. Greenwich Investment Management, Inc is not a registered broker-dealer, meaning it cannot buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer firm to do so. Securities are defined as tradable fiscal assets like options, bonds and equities.
Greenwich Investment Management, Inc administers the majority of the firm's accounts on a discretionary basis. Discretionary management means that buy and sell choices for the client's account are made by a portfolio manager without needing the customer's consent. The company also manages 18 non-discretionary accounts totaling $27.0 million in assets. Greenwich Investment Management, Inc administers an average of $754,986 for each customer account. An average advisor at Greenwich Investment Management, Inc oversees around 135 client accounts.
The company's headquarters is at 50 Washington Street, Norwalk, Connecticut 6854. The company is legally registered to provide services to investors throughout 33 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Greenwich Investment Management, Inc by the Numbers
$816.9 million
12
1,082
$755.0 thousand
Fee Structure
A financial advisor's fees depend on the type of financial services offered. Fees billed by Greenwich Investment Management, Inc typically consist of the following fee structure: asset-based. Greenwich Investment Management, Inc participates in a wrap fee program, in which the company offers a service bundle for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm does business with a broad range of clients. It caters to retail investors, high net worth investors, pension plans, charitable organizations, insurance companies and corporations. Out of its 1,082 clients, Greenwich Investment Management, Inc's biggest client group by number of accounts is high net worth investors, but it also manages money for 932 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 under management or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its customers reside abroad.
- High-Net-Worth Individuals* - 86.14%
- Other Individuals - 12.38%
- Corporations - 1.11%
- Charitable Organizations - 0.37%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Greenwich Investment Management, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Greenwich Investment Management, Inc
Norwalk, CT
Norwalk, CT
Norwalk, CT
Norwalk, CT
Norwalk, CT
Norwalk, CT
Norwalk, CT
Norwalk, CT
Norwalk, CT
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