Hardman Johnston Global Advisors LLC

CRD#112500
Investment Advisor Firm

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Overview

Hardman Johnston Global Advisors LLC is an advisory firm based in Stamford, Connecticut. Hardman Johnston Global Advisors LLC manages $6.8 billion in assets under management throughout 358 accounts, placing it among the biggest firms in the country by assets under management (AUM). Hardman Johnston Global Advisors LLC has a small group of 23 employees, including eight financial advisors. Hardman Johnston Global Advisors LLC does not act as a registered broker-dealer, signifying that it is not able to buy and sell securities for its accounts and those of its clients and instead must go through a broker-dealer firm to do so. Securities are defined as exchangable financial assets such as options, equities and bonds.

Hardman Johnston Global Advisors LLC administers all of its accounts in a discretionary manner. Discretionary management signifies that a portfolio manager has the discretion to make buy and sell choices for the client's account without needing client consent. The company manages an average of $18.9 million for each account. The typical financial advisor at Hardman Johnston Global Advisors LLC manages about 45 client accounts, placing it towards the middle in terms of personalization.

Hardman Johnston Global Advisors LLC's main office is located at 300 Atlantic Street, Stamford, Connecticut 6901. The firm is allowed to provide services to investors across 16 U.S. states and territories.

Assets Under Management

$6.8 billion

Number of Advisors

8

Disclosures

No

Office Location

300 Atlantic Street
Stamford, CT 06901

Hardman Johnston Global Advisors LLC by the Numbers

Total Assets Under Management

$6.8 billion

National Average: $3.7 billion
Total Number of Employees

23

National Average: 29
Total Number of Accounts

358

National Average: 2,073
Average Account Size

$18.9 million

National Average: $1.8 million

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Fee Structure

Fees for financial advice vary depending on the services offered. However, fees billed by the firm typically consist of the following fee structures: asset-based. Hardman Johnston Global Advisors LLC does not participate in a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

Unavailable

  • Find one of the 35% of firms that offer this fee type

    Hourly

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    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

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    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 40% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

The company does business with a broad range of customers. The company works with retail investors, high net worth investors, investment companies, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, corporations and other. Out of its 358 clients, Hardman Johnston Global Advisors LLC's biggest client by number of accounts is high net worth investors, although it also caters to 245 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 under management or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 3% of the company's accounts are from outside of the U.S.

  • High-Net-Worth Individuals* - 68.25%
  • Other Individuals - 2.23%
  • Corporations - 20.33%
  • Charitable Organizations - 9.19%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Hardman Johnston Global Advisors LLC does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Hardman Johnston Global Advisors LLC

James Pontone
Stamford, CT
Richard Johnston
Stamford, CT

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This content was compiled from the SEC and FINRA