Hartford Investment Management Company

CRD#106699
Investment Advisor Firm

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Learn more about Hartford Investment Management Company

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Hartford Investment Management Company is located at One Hartford Plaza, Hartford, CT. The firm employs 117 financial advisors to manage client portfolios and provide financial guidance. Hartford Investment Management Company is not a registered broker-dealer.

    Hartford Investment Management Company oversees $110.2 billion in assets under management across 170 accounts, of which 146 are discretionary and 24 are non-discretionary. The services offered include portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, and other services. The firm caters to investment companies, pooled investment vehicles, pension plans, insurance companies, and corporations, with investment companies being the largest client type by accounts. The fee structure at Hartford Investment Management Company includes asset-based, fixed, and other fees. The firm maintains affiliations with a broker-dealer or securities dealer, an insurance company or agency, and a commodity pool advisor.

    Hartford Investment Management Company is registered in the states of Connecticut and Texas.

    Assets Under Management

    $110.2 billion

    Number of Advisors

    117

    Disclosures

    No

    Office Location

    One Hartford Plaza
    Hartford, CT 06155

    Hartford Investment Management Company by the Numbers

    Total Assets Under Management

    $110.2 billion

    National Average: $8.6 billion
    Total Number of Employees

    296

    National Average: 64
    Total Number of Accounts

    170

    National Average: 375,227
    Average Account Size

    $648.3 million

    National Average: $23.0 thousand
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    Products and Services

    Hartford Investment Management Company offers a number of financial services, which can include portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, and other services. However, Hartford Investment Management Company did not provide any of its customers with financial planning services in the previous fiscal year. The Company does not sell products or offer services aside from investment advice to its investment advisory clients.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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      Publication of Periodicals

      This is the publication of various financial education materials.

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      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Financial management fees typically vary depending on which services are provided. Fees charged by Hartford Investment Management Company can include some combination of the following fee structures: asset-based, fixed, or other.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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    Types of Clients

    The firm works with a broad range of customers. The firm works with investment companies, pooled investment vehicles, pension plans, insurance companies, and corporations. Out of its 5 clients, Hartford Investment Management Company's largest client group by number of accounts is insurance companies.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Hartford Investment Management Company does not have any disclosures.

    Please visit its Form ADV for more details.

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