Jefferies Investment Advisers LLC

CRD#325421
Investment Advisor Firm

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Learn more about Jefferies Investment Advisers LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Jefferies Investment Advisers LLC is located at 520 Madison Avenue, New York, NY. The firm employs 109 financial advisors to manage client portfolios and provide financial guidance. Jefferies Investment Advisers LLC is not a registered broker-dealer.

    Jefferies Investment Advisers LLC oversees $3.1 billion in assets under management across 2,044 accounts, of which 1,754 are discretionary and 290 are non-discretionary. The services offered include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, and selection of other advisers. The firm caters to retail investors, pension plans, and corporations, with retail investors being the largest client type by accounts. The fee structure at Jefferies Investment Advisers LLC includes asset-based and fixed fees. The firm maintains affiliations with a broker-dealer or securities dealer, an insurance company or agency, a real estate broker or dealer, and a commodity pool advisor.

    Jefferies Investment Advisers LLC is registered in the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

    Assets Under Management

    $3.1 billion

    Number of Advisors

    109

    Disclosures

    No

    Office Location

    520 Madison Avenue
    New York, NY 10022

    Jefferies Investment Advisers LLC by the Numbers

    Total Assets Under Management

    $3.1 billion

    National Average: $8.6 billion
    Total Number of Employees

    144

    National Average: 64
    Total Number of Accounts

    2,044

    National Average: 375,227
    Average Account Size

    $1.5 million

    National Average: $23.0 thousand
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    Products and Services

    Jefferies Investment Advisers LLC offers a variety of financial services, which can consist of financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, and selection of other advisers. Notably, Jefferies Investment Advisers LLC did not provide financial planning services to any of its customers in the prior fiscal year. The Company does not sell products or offer services other than investment advice to its investment advisory customers.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Find a firm that offers this service

      Publication of Periodicals

      This is the publication of various financial education materials.

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      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    A financial advisor's fees largely are based on which service is offered. Fees billed by Jefferies Investment Advisers LLC likely consist of any blend of the following fee types: asset-based or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are offered by Jefferies Investment Advisers LLC.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The firm works with retail investors, pension plans, and corporations. Out of its 3 clients, Jefferies Investment Advisers LLC's biggest client group by number of accounts is retail investors.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 82.97%
    • Corporations - 17.03%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Jefferies Investment Advisers LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Jefferies Investment Advisers LLC

    Emily Rosen
    New York, NY
    Patrick Buckley
    Chicago, IL
    Stefania Curotto Rabunal
    Miami, FL
    Ileana Platt
    New York, NY
    Odette Aguila-Chacon
    Miami, FL
    Natalie Grotyohann
    New York, NY
    Erik Clancy
    New York, NY
    Romel Rodriguez
    Miami, FL
    Stephanie Farella
    New York, NY

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    The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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