J.H. Whitney Capital Partners, LLC

CRD#160547
Investment Advisor Firm

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Overview

J.H. Whitney Capital Partners, LLC is a financial advisor company that has its headquarters in New Canaan, Connecticut. The company controls $983.3 million in assets over five accounts, making it one of the bigger investment advisory firms in the United States by assets under management (AUM). J.H. Whitney Capital Partners, LLC has a small group, including 3 financial advisors. J.H. Whitney Capital Partners, LLC does not act as a registered broker-dealer, meaning it is not able to buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer firm to do so. Securities are defined as tradable financial assets such as equities, options and bonds.

J.H. Whitney Capital Partners, LLC oversees all of the firm's accounts in a discretionary manner. Discretionary management signifies that transaction judgments for the client's account are made by an investment advisor without needing the client's permission. The investment advisory firm oversees roughly $196.7 million in assets for each account. The typical advisor at J.H. Whitney Capital Partners, LLC manages around two client accounts, placing it among the most personalized firms in the country.

J.H. Whitney Capital Partners, LLC's central office is at 212 Elm Street, New Canaan, Connecticut 6840. The firm is allowed to serve customers in the state of Connecticut.

Assets Under Management

$983.3 million

Number of Advisors

3

Disclosures

No

Office Location

212 Elm Street
New Canaan, CT 06840

J.H. Whitney Capital Partners, LLC by the Numbers

Total Assets Under Management

$983.3 million

National Average: $8.6 billion
Total Number of Employees

5

National Average: 64
Total Number of Accounts

5

National Average: 375,227
Average Account Size

$196.7 million

National Average: $23.0 thousand
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Fee Structure

Fees charged by financial advisors typically vary depending on the type of services provided. Fee types charged by the firm likely consist of any combination of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.

Available

  • Offered by 69% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 26% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

Unavailable

  • Find one of the 21% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 1% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 32% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 10% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

The firm caters to pooled investment vehicles. Out of its five accounts, J.H. Whitney Capital Partners, LLC's biggest client type by number of accounts is pooled investment vehicles. None of the company's customers are represented by people from outside of the U.S.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 100%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

J.H. Whitney Capital Partners, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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