Keebeck Alpha, Lp

CRD#304420
Investment Advisor Firm

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Overview

Keebeck Alpha, Lp operates as a financial advisory company that has its headquarters in Stamford, Connecticut. The firm oversees $466.1 million in assets throughout one client account, placing it among the larger investment advisory firms in the country by assets under management (AUM). Keebeck Alpha, Lp has a small team of five employees, including four financial advisors. Keebeck Alpha, Lp is not a registered broker-dealer, meaning it cannot buy and sell securities for its customers' and own accounts and instead has to go through a broker-dealer firm to do so. Securities are defined as tradable fiscal assets such as bonds, options and equities.

Keebeck Alpha, Lp administers all of its accounts on a discretionary basis. Discretionary management signifies that transaction choices for the client's account are made by an investment advisor without needing to seek the customer's consent. The company oversees roughly $466.1 million for each client account. An average advisor at Keebeck Alpha, Lp manages fewer than one client account, placing it among the most personalized advisor firms in the country.

The company's central office is located at 263 Tresser Blvd, Stamford, Connecticut 6901. Keebeck Alpha, Lp is allowed to provide services to clients throughout 3 states, including Connecticut, Illinois and Kansas.

Assets Under Management

$466.1 million

Number of Advisors

4

Disclosures

No

Office Location

263 Tresser Blvd
Stamford, CT 06901

Keebeck Alpha, Lp by the Numbers

Total Assets Under Management

$466.1 million

National Average: $3.7 billion
Total Number of Employees

5

National Average: 29
Total Number of Accounts

1

National Average: 2,073
Average Account Size

$466.1 million

National Average: $1.8 million

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Fee Structure

A financial advisor's fees typically vary depending on which services the firm provides the client. Fee types billed by Keebeck Alpha, Lp typically consist of the following fee types: performance-based. The company does not provide a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.

Available

  • Offered by 17% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

Unavailable

  • Find one of the 74% of firms that offer this fee type

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Find one of the 35% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 40% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

The firm works with pooled investment vehicles. Keebeck Alpha, Lp's biggest client group by number of accounts is pooled investment vehicles. None of the company's accounts are represented by people from outside of the U.S.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 100%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Keebeck Alpha, Lp does not have any disclosures.

Please visit its Form ADV for more details.

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This content was compiled from the SEC and FINRA