Lime Rock
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Overview
Lime Rock is a financial advisor firm located in Westport, Connecticut. The company handles $11.2 billion in assets across 26 client accounts, making it one of the biggest firms in the United States by assets under management (AUM). The firm has a large group, including 50 financial advisors. Lime Rock is not a registered broker-dealer, meaning the advisor cannot buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer company to do so. Securities are tradable fiscal investments such as options, stocks and bonds.
Lime Rock manages all of the company's client assets on a discretionary basis. Discretionary management is a structure in which a portfolio manager makes transaction decisions without needing the client's permission. The firm's average account size is $431.5 million. An average advisor at Lime Rock oversees fewer than one client account, making it one of the most individualized financial advisor firms in the country.
The company's headquarters is located at 274 Riverside Avenue, Westport, Connecticut 6880. The firm is legally registered to provide services to customers in the state of Connecticut.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Lime Rock by the Numbers
$11.2 billion
218
26
$431.5 million
Fee Structure
Financial management fees largely vary depending on which services are offered. Fees billed by Lime Rock can be comprised of the following fee structures: asset-based or performance-based. The firm does not supply a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Lime Rock provides services to pooled investment vehicles. Out of its 26 accounts, Lime Rock's largest client type is pooled investment vehicles. About 62% of the company's customers are from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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