Northlight Capital Partners
Answer a few questions and
get matched with an advisor.
Learn more about Northlight Capital Partners
Overview
Northlight Capital Partners operates as a financial advisor firm that has its headquarters in Westport, Connecticut. Northlight Capital Partners administers $365.1 million in assets throughout 10 accounts, placing it among the bigger financial advisory firms in the country by assets under management (AUM). Northlight Capital Partners has a small group, including 7 financial advisors. Northlight Capital Partners is not a registered broker-dealer, meaning it is not able to buy and sell securities for its clients' and own accounts and instead has to go through a broker-dealer company to do so. Securities are exchangable fiscal assets like stocks, bonds and options.
Northlight Capital Partners oversees some of its accounts on a discretionary basis. Discretionary management means that transaction choices are made by a portfolio manager without requiring the customer's permission. Northlight Capital Partners also oversees six non-discretionary accounts with a total of $137.9 million in assets under management. The company manages roughly $36.5 million in assets for each client account. An average advisor at Northlight Capital Partners oversees about one client account, placing it among the most personalized firms in the country.
The company's headquarters is located at 55 Saugatuck Avenue, Westport, Connecticut 06880-5760. Northlight Capital Partners is legally permitted to provide services to investors in the state of Connecticut.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Northlight Capital Partners by the Numbers
$365.1 million
10
10
$36.5 million
Fee Structure
Fees for financial management usually vary depending on which services are provided. However, fees charged by the company may include the following fee types: asset-based, performance-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 10% of firms
Other
Unavailable
Types of Clients
It caters to pooled investment vehicles. Out of its 10 customers, Northlight Capital Partners's biggest client type by number of accounts is pooled investment vehicles. None of the company's customers are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
Find an advisor who will work directly with you
Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.
Disclosures
Northlight Capital Partners does not have any disclosures.
Please visit its Form ADV for more details.
Find a financial advisor near you
If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.