Oracle Investment Management, Inc
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Learn more about Oracle Investment Management, Inc
Oracle Investment Management, Inc is a financial advisory firm headquartered in Stamford, Connecticut. The firm handles $209.1 million in assets throughout three client accounts, placing it in the mid-tier of firms in the nation by assets under management (AUM). The firm has a small group, including 3 financial advisors. Oracle Investment Management, Inc does not act as a registered broker-dealer, meaning the advisor cannot buy and sell securities for its clients' and own accounts and instead has to go through a broker-dealer firm to do so. Securities are defined as exchangable financial investments like options, stocks and bonds.
Oracle Investment Management, Inc administers all of its client assets in a discretionary manner. Discretionary management signifies that a portfolio manager makes transaction judgments without requiring client authorization. The advisory firm manages about $69.7 million in assets for each client account. The typical advisor at Oracle Investment Management, Inc oversees around one client account, making it one of the most personalized firms in the country.
Oracle Investment Management, Inc's headquarters is located at 177 W Putnam Avenue, Stamford, Connecticut 6902. The company is legally allowed to serve customers in the state of Connecticut.
Assets Under Management
Number of Advisors
Oracle Investment Management, Inc by the Numbers
Financial management fees depend on which services the firm provides the client. Fee types billed by the company most likely include the following fee types: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by Oracle Investment Management, Inc.
Offered by 69% of firms
Percentage of AssetsShow Explanation
This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.
Offered by 26% of firms
Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.
Find one of the 21% of firms that offer this fee type
Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.
Find one of the 1% of firms that offer this fee type
Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.
Find one of the 0% of firms that offer this fee type
Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.
Find one of the 32% of firms that offer this fee type
Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.
Find one of the 10% of firms that offer this fee type
Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.
Types of Clients
The firm caters to pooled investment vehicles. Out of its three clients, Oracle Investment Management, Inc's biggest client is pooled investment vehicles. None of the firm's clients are from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Oracle Investment Management, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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