O'Shaughnessy Asset Management, LLC
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Overview
O'Shaughnessy Asset Management, LLC operates as an advisory firm that has its headquarters in Stamford, Connecticut. It administers $6.3 billion in total assets throughout 3,430 customer accounts, making it one of the largest firms in the nation by assets under management (AUM). O'Shaughnessy Asset Management, LLC has an average-sized team, including 30 financial advisors. O'Shaughnessy Asset Management, LLC does not act as a registered broker-dealer, meaning the advisor cannot buy and sell securities for its customers' and own accounts and instead has to go through a broker-dealer company to do so. Securities are exchangable financial investments like equities, bonds and options.
O'Shaughnessy Asset Management, LLC manages all of the firm's accounts on a discretionary basis. Discretionary management means that a portfolio manager has the discretion to make transaction judgments without requiring the customer's permission. The investment advisory firm's average account size is $1.8 million. The typical financial advisor at O'Shaughnessy Asset Management, LLC administers about 114 client accounts.
The firm's headquarters is at 6 Suburban Avenue, Stamford, Connecticut 06901-2012. O'Shaughnessy Asset Management, LLC is permitted to provide services to clients throughout 51 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
O'Shaughnessy Asset Management, LLC by the Numbers
$6.3 billion
60
3,430
$1.8 million
Fee Structure
Fees for financial advice usually are based on the type of financial services offered. Fees charged by the company most likely are comprised of some blend of the following fee types: asset-based, performance-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are offered by the company.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 10% of firms
Other
Unavailable
Types of Clients
The firm does business with a number of different investors. It caters to high net worth investors, investment companies, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, sovereign wealth funds and corporations. Out of its 3,430 customers, O'Shaughnessy Asset Management, LLC's biggest client type is high net worth investors, though it also serves 2,934 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of the company's clients are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 85.54%
- Other Individuals - 0%
- Corporations - 13.03%
- Charitable Organizations - 1.43%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
O'Shaughnessy Asset Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at O'Shaughnessy Asset Management, LLC
Stamford, CT
Stamford, CT
Stamford, CT
Stamford, CT
Stamford, CT
Stamford, CT
Stamford, CT
Stamford, CT
Stamford, CT
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