Oxford Lane Management, LLC
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Overview
Oxford Lane Management, LLC is an advisory company located in Greenwich, Connecticut. The company has $1.3 billion in assets under management across one client account, making it one of the bigger firms in the country by assets under management (AUM). The company has a small team, including 7 financial advisors. Oxford Lane Management, LLC is not a registered broker-dealer, meaning it is not able to buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer company to do so. Securities are tradable fiscal investments such as stocks, options and bonds.
Oxford Lane Management, LLC oversees all of its accounts on a discretionary basis. Discretionary management is a structure in which transaction judgments are made by a portfolio manager without requiring the customer's approval. Oxford Lane Management, LLC supervises about $1.3 billion in assets for each customer account. The typical advisor at Oxford Lane Management, LLC manages fewer than one client account, making it one of the most personalized firms in the country.
The company's central office is at 8 Sound Shore Drive, Greenwich, Connecticut 6830. Oxford Lane Management, LLC is permitted to provide services to investors in the state of Connecticut.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Oxford Lane Management, LLC by the Numbers
$1.3 billion
20
1
$1.3 billion
Fee Structure
Fees for financial management depend on which service is offered. However, fee types charged by the firm can include the following fee structures: asset-based or performance-based. The firm does not provide a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Oxford Lane Management, LLC works with investment companies. Oxford Lane Management, LLC's biggest client type is investment companies. None of the firm's customers are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Oxford Lane Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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