Paloma Partners Management Company
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Learn more about Paloma Partners Management Company
Overview
Paloma Partners Management Company operates as an advisory firm headquartered in Greenwich, Connecticut. Paloma Partners Management Company administers $26.7 billion in assets under management throughout three client accounts, making it one of the largest financial advisory firms in the United States by assets under management (AUM). Paloma Partners Management Company has an average-sized team, including 22 financial advisors. Paloma Partners Management Company is not a registered broker-dealer, meaning the firm is not able to buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal investments such as bonds, options and equities.
Paloma Partners Management Company administers all of the firm's accounts on a discretionary basis. Discretionary management signifies that a portfolio manager makes transaction choices for the client's account without needing the customer's authorization. The investment advisory firm's typical account size is $8.9 billion. The average financial advisor at Paloma Partners Management Company manages fewer than one client account, making it one of the most individualized financial advisor firms in the country.
The company's central office is at 2 American Lane, Greenwich, Connecticut 06836-2571. The firm is allowed to provide services to customers in the state of Connecticut.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Paloma Partners Management Company by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$26.7 billion
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
58
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
3
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$8.9 billion
Fee Structure
Fees charged by financial advisors largely depend on the financial services offered. However, fees billed by the company typically consist of non-traditional fee structures. Paloma Partners Management Company does not supply a wrap fee program, in which the firm offers a bundle of services for a single fee.
Available
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Offered by 10% of firms
Other
Unavailable
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Find one of the 69% of firms that offer this fee type
Percentage of Assets
-
Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
Types of Clients
The firm caters to pooled investment vehicles. Out of its three accounts, Paloma Partners Management Company's largest client type is pooled investment vehicles. Around 67% of the firm's accounts are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Paloma Partners Management Company does not have any disclosures.
Please visit its Form ADV for more details.
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