Pegasus Capital Advisors, L.P

CRD#157094
Investment Advisor Firm

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Overview

Pegasus Capital Advisors, L.P operates as an advisory firm headquartered in Stamford, Connecticut. It has $922.7 million in assets under management over 27 customer accounts, placing it among the bigger financial advisory firms in the nation by assets under management (AUM). It has a small team of 12 employees, five of whom are financial advisors. Pegasus Capital Advisors, L.P is not a registered broker-dealer, meaning the company is not able to buy and sell securities for its customers' and own accounts and instead is required to go through a broker-dealer company to do so. Securities are tradable fiscal investments like stocks, bonds and options.

Pegasus Capital Advisors, L.P manages more than half of its client assets on a discretionary basis. Discretionary management means that buy and sell decisions are made by an investment advisor without needing client permission. The firm also administers five non-discretionary accounts totaling $30.9 million in assets under management. The advisory firm manages about $34.2 million for each account. The average financial advisor at Pegasus Capital Advisors, L.P oversees about five client accounts, placing it among the more individualized advisor firms in the country.

Pegasus Capital Advisors, L.P's central office is at 750 East Main Street, Stamford, Connecticut 6902. The firm is legally allowed to provide services to investors in the state of Connecticut.

Assets Under Management

$922.7 million

Number of Advisors

5

Disclosures

No

Office Location

750 East Main Street
Stamford, CT 06902

Pegasus Capital Advisors, L.P by the Numbers

Total Assets Under Management

$922.7 million

National Average: $3.7 billion
Total Number of Employees

12

National Average: 29
Total Number of Accounts

27

National Average: 2,073
Average Account Size

$34.2 million

National Average: $1.8 million

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Fee Structure

A financial advisor's fees are based on the type of services provided. Fees charged by Pegasus Capital Advisors, L.P can include some combination of the following fee structures: asset-based, performance-based or other. The firm does not supply a wrap fee program, in which the company offers a service bundle for a single fee.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 17% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Offered by 12% of firms

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

Unavailable

  • Find one of the 35% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 40% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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Types of Clients

It provides services to pooled investment vehicles. Out of its 27 clients, Pegasus Capital Advisors, L.P's largest client group is pooled investment vehicles. Around 23% of the firm's customers reside abroad.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 100%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Pegasus Capital Advisors, L.P does not have any disclosures.

Please visit its Form ADV for more details.

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This content was compiled from the SEC and FINRA