Plan First Wealth LLC
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Overview
Plan First Wealth LLC is a financial advisor company headquartered in Greenwich, Connecticut. It administers $114.4 million in assets across 188 client accounts, making it a mid-tier firm in the United States by assets under management (AUM). The firm has a small group, including 5 financial advisors. Plan First Wealth LLC is not a registered broker-dealer, signifying that it cannot buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable fiscal assets such as options, stocks and bonds.
Plan First Wealth LLC administers one of the company's client assets on a discretionary basis. Discretionary management signifies that transaction choices for the client's account are made by an investment advisor without requiring client consent. The firm also oversees 187 non-discretionary accounts totaling $113.4 million in assets under management. Plan First Wealth LLC oversees roughly $608,583 for each client account. The average financial advisor at Plan First Wealth LLC manages around 38 client accounts, making it about average in terms of personalization.
The firm's central office is located at 500 West Putnam Ave, Greenwich, Connecticut 6830. It is legally allowed to serve investors across 7 states, including California, Connecticut, Florida, Massachusetts, New York, Pennsylvania and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Plan First Wealth LLC by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$114.4 million
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
5
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
188
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$608.6 thousand
Products and Services
Plan First Wealth LLC provides a variety of services, which can consist of financial planning services, portfolio management for individuals and small businesses, publication of newsletters and educational seminars. In the prior financial year, the company provided 26-50 of its clients with financial planning services. It is not involved in selling products or offering services aside from investment advice to its investment advisory accounts.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Find a firm that offers this service
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Offered by 3% of firms
Publication of Periodicals
This is the publication of various financial education materials.
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Offered by 6% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial management fees typically vary depending on the type of financial services provided. However, fees billed by the company can include the following fee structures: asset-based or fixed. The firm does not supply a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 32% of firms
Fixed
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It caters to retail investors and high net worth investors. Out of its 188 accounts, Plan First Wealth LLC's biggest client group is high net worth investors, though it also caters to 71 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 in AUM or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 5% of its accounts are non-U.S. persons.
- High-Net-Worth Individuals* - 62.83%
- Other Individuals - 37.17%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Plan First Wealth LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Plan First Wealth LLC
Greenwich, CT
Greenwich, CT
Greenwich, CT
Greenwich, CT
Greenwich, CT
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