Private Capital Advisors, Inc

CRD#125771
Investment Advisor Firm

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Learn more about Private Capital Advisors, Inc

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Private Capital Advisors, Inc is an advisory firm headquartered in Darien, Connecticut. Private Capital Advisors, Inc has $614.4 million in total assets throughout 245 customer accounts, making it one of the bigger firms in the nation by assets under management (AUM). The company has a small team, including 2 financial advisors. Private Capital Advisors, Inc is not a registered broker-dealer, signifying that the company is not able to buy and sell securities for its own accounts as well as its customers' and instead has to go through a broker-dealer company to do so. Securities are defined as tradable fiscal assets such as options, bonds and equities.

    Private Capital Advisors, Inc oversees all of the firm's accounts in a discretionary manner. Discretionary management signifies that buy and sell decisions for the client's account are made by an investment advisor without needing to seek the client's consent. The firm's average account size is $2.5 million. The average financial advisor at Private Capital Advisors, Inc manages around 123 client accounts.

    The firm's central office is located at 23 Old Kings Highway South, Darien, Connecticut 6820. It is allowed to provide services to customers throughout 5 states, including California, Connecticut, Florida, New York and Texas.

    Assets Under Management

    $614.4 million

    Number of Advisors

    2

    Disclosures

    No

    Office Location

    23 Old Kings Highway South
    Darien, CT 06820

    Private Capital Advisors, Inc by the Numbers

    Total Assets Under Management

    $614.4 million

    National Average: $8.6 billion
    Total Number of Employees

    6

    National Average: 64
    Total Number of Accounts

    245

    National Average: 375,227
    Average Account Size

    $2.5 million

    National Average: $23.0 thousand
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    Fee Structure

    Financial management fees vary depending on the type of financial services provided. However, fees billed by Private Capital Advisors, Inc likely include the following fee structures: asset-based, fixed or performance-based. The company does not provide a wrap fee program, in which the company offers a bundle of services for a single fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The firm works with a number of different investors. The company provides services to retail investors, high net worth investors, pension plans, charitable organizations and corporations. Out of its 245 accounts, Private Capital Advisors, Inc's largest client group is retail investors, although it also manages money for 61 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's customers are represented by people from outside of the U.S.

    • High-Net-Worth Individuals* - 24.9%
    • Other Individuals - 70.61%
    • Corporations - 3.27%
    • Charitable Organizations - 1.22%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Private Capital Advisors, Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Private Capital Advisors, Inc

    Matthew Andrews
    Darien, CT
    Vincent Andrews
    New York, NY

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