Searle & Co
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Overview
Searle & Co operates as a financial advisory firm located in Greenwich, Connecticut. The firm manages $402.8 million in assets over 109 accounts, placing it among the bigger investment advisory firms in the country by assets under management (AUM). It has a small group, including 8 financial advisors. Searle & Co is not a registered broker-dealer, meaning the firm cannot buy and sell securities for its own accounts as well as its customers' and instead is required to go through a broker-dealer firm to do so. Securities are defined as tradable fiscal investments like options, bonds and stocks.
Searle & Co manages 99 of the company's accounts in a discretionary manner. Discretionary management signifies that an investment advisor makes buy and sell judgments without needing client approval. The company also oversees 10 non-discretionary accounts totaling $27.7 million in AUM. The investment advisory firm's average account size is $3.7 million. The average financial advisor at Searle & Co manages around 14 client accounts, making it one of the more personalized financial advisor firms in the country.
The company's central office is at 333 Greenwich Avenue, Greenwich, Connecticut 6830. The firm is permitted to provide services to customers across 6 states, including California, Connecticut, Florida, Illinois, New Jersey and New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Searle & Co by the Numbers
$402.8 million
12
109
$3.7 million
Fee Structure
A financial advisor's fees usually are based on the services provided. However, fees charged by the firm can be comprised of any combination of the following fee structures: asset-based or commission-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
-
Offered by 1% of firms
Commissions
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It provides services to retail investors, high net worth investors and charitable organizations. Out of its 109 clients, Searle & Co's biggest client by number of accounts is high net worth investors, though it also caters to 99 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 under management or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's accounts are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 88.39%
- Other Individuals - 10.71%
- Corporations - 0%
- Charitable Organizations - 0.89%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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