Sky Harbor Capital Management, LLC

CRD#159020
Investment Advisor Firm

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Overview

Sky Harbor Capital Management, LLC operates as a financial advisor firm based in Greenwich, Connecticut. The firm administers $4.4 billion in total assets throughout 25 client accounts, placing it among the biggest financial advisory firms in the country by assets under management (AUM). The firm has a small team, including 13 financial advisors. Sky Harbor Capital Management, LLC does not act as a registered broker-dealer, meaning it cannot buy and sell securities for its customers' and own accounts and instead must go through a broker-dealer firm to do so. Securities are defined as tradable fiscal investments such as options, bonds and stocks.

Sky Harbor Capital Management, LLC administers 24 of its accounts in a discretionary manner. Discretionary management means that a portfolio manager makes transaction decisions for the client's account without needing the customer's permission. Sky Harbor Capital Management, LLC also manages one non-discretionary accounts with a total of $26.4 million in AUM. The firm supervises an average of $177.0 million for every customer account. An average financial advisor at Sky Harbor Capital Management, LLC administers around two client accounts, placing it among the most personalized advisor firms in the country.

Sky Harbor Capital Management, LLC's central office is at 20 Horseneck Lane, Greenwich, Connecticut 06830-6327. The company is permitted to provide services to investors throughout a number of states, including Connecticut, New York and Pennsylvania.

Assets Under Management

$4.4 billion

Number of Advisors

13

Disclosures

No

Office Location

20 Horseneck Lane
Greenwich, CT 06830-6327

Sky Harbor Capital Management, LLC by the Numbers

Total Assets Under Management

$4.4 billion

National Average: $8.6 billion
Total Number of Employees

23

National Average: 64
Total Number of Accounts

25

National Average: 375,227
Average Account Size

$177.0 million

National Average: $23.0 thousand
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Fee Structure

Fees charged by financial advisors largely are based on the financial services provided. Fees charged by the firm can be comprised of any combination of the following fee types: asset-based or performance-based. Sky Harbor Capital Management, LLC does not supply a wrap fee program, in which the company offers a service bundle for a comprehensive fee.

Available

  • Offered by 69% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 26% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

Unavailable

  • Find one of the 21% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 1% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 32% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 10% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

The company works with pooled investment vehicles and insurance companies. Out of its 25 clients, Sky Harbor Capital Management, LLC's biggest client type is insurance companies. Around 56% of the firm's customers are represented by people from outside of the U.S.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 100%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Sky Harbor Capital Management, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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