Sound Mark Partners, LLC
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Overview
Sound Mark Partners, LLC is a financial advisor firm based in Greenwich, Connecticut. The company handles $444.5 million in assets across three accounts, placing it among the larger financial advisory firms in the nation by assets under management (AUM). The company has a small group, including 7 financial advisors. Sound Mark Partners, LLC does not act as a registered broker-dealer, signifying that it cannot buy and sell securities for its accounts and those of its clients and instead must go through a broker-dealer firm to do so. Securities are tradable fiscal assets such as options, stocks and bonds.
Sound Mark Partners, LLC administers some of the firm's accounts in a discretionary manner. Discretionary management signifies that a portfolio manager makes buy and sell decisions for the client's account without requiring client approval. Sound Mark Partners, LLC also oversees two non-discretionary accounts with a total of $100.5 million in assets under management. The investment advisory firm's typical account size is $148.2 million. The average advisor at Sound Mark Partners, LLC administers fewer than one client account, making it one of the most personalized firms in the country.
The company's headquarters is at 12 Havemeyer Place, 3Rd Floor, Greenwich, Connecticut 06830-6527. The firm is registered to provide services to investors in the state of Connecticut.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Sound Mark Partners, LLC by the Numbers
$444.5 million
7
3
$148.2 million
Fee Structure
Financial advisory fees largely vary depending on the type of financial services offered. Fees charged by the company most likely include any blend of the following fee types: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm provides services to pooled investment vehicles. Out of its three accounts, Sound Mark Partners, LLC's biggest client group by number of accounts is pooled investment vehicles. None of the firm's accounts are from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Sound Mark Partners, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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