Soundwatch Capital, LLC
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Overview
Soundwatch Capital, LLC operates as a financial advisory firm headquartered in Norwalk, Connecticut. The company has $516.6 million in assets under management over 274 customer accounts, making it one of the larger firms in the country by assets under management (AUM). Soundwatch Capital, LLC has a small group, including 2 financial advisors. Soundwatch Capital, LLC is not a registered broker-dealer, meaning it is not able to buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer company to do so. Securities are defined as tradable financial investments such as stocks, bonds and options.
Soundwatch Capital, LLC administers all of the firm's client assets on a discretionary basis. Discretionary management means that buy and sell judgments for the client's account are made by an investment advisor without needing client authorization. Soundwatch Capital, LLC's typical account size is $1.9 million. An average advisor at Soundwatch Capital, LLC manages around 137 client accounts.
The company's headquarters is at 137 Rowayton Avenue, Norwalk, Connecticut 6853. The company is legally registered to provide services to clients across 13 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Soundwatch Capital, LLC by the Numbers
$516.6 million
4
274
$1.9 million
Fee Structure
A financial advisor's fees typically depend on the type of services offered. However, fees charged by the company typically consist of the following fee type: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by Soundwatch Capital, LLC.
Available
-
Offered by 69% of firms
Percentage of Assets
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It works with investment companies. Out of its 274 customers, Soundwatch Capital, LLC's largest client is investment companies. None of its customers reside abroad.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Soundwatch Capital, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Soundwatch Capital, LLC
Norwalk, CT
Norwalk, CT
Norwalk, CT
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