Steeprock Capital
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Overview
Steeprock Capital operates as a financial advisor company located in Roxbury, Connecticut. The firm controls $893.9 million in assets over eight customer accounts, making it one of the bigger firms in the United States by assets under management (AUM). The company has a small group, including 6 financial advisors. Steeprock Capital does not act as a registered broker-dealer, meaning it is not able to buy and sell securities for its customers' and own accounts and instead must go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal assets like bonds, stocks and options.
Steeprock Capital manages some of the firm's client assets in a discretionary manner. Discretionary management means that a portfolio manager has the discretion to make transaction decisions without requiring the customer's permission. It also manages seven non-discretionary accounts with a total of $774.2 million in AUM. The company administers about $111.7 million in assets for each customer account. An average financial advisor at Steeprock Capital oversees about one client account, making it one of the most personalized financial advisor firms in the country.
The company's headquarters is located at 2 Soundview Drive, Roxbury, Connecticut 6783. The firm is permitted to serve clients in the state of Connecticut.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Steeprock Capital by the Numbers
$893.9 million
7
8
$111.7 million
Fee Structure
Financial advisory fees largely vary depending on which services are provided. However, fee types charged by the firm most likely are comprised of some combination of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Steeprock Capital caters to pooled investment vehicles, insurance companies and other. Out of its eight clients, Steeprock Capital's largest client by number of accounts is insurance companies. None of the firm's clients are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Steeprock Capital does not have any disclosures.
Please visit its Form ADV for more details.
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