Stone Point Capital LLC

CRD#156521
Investment Advisor Firm

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Overview

Stone Point Capital LLC is a financial advisory firm based in Greenwich, Connecticut. The firm manages $25.7 billion in assets under management throughout 32 client accounts, making it one of the largest firms in the nation by assets under management (AUM). The firm has an average-sized group of 76 employees, all of whom are financial advisors. Stone Point Capital LLC is not a registered broker-dealer, signifying that the firm cannot buy and sell securities for its clients' and own accounts and instead has to go through a broker-dealer firm to do so. Securities are defined as exchangable financial investments like equities, bonds and options.

Stone Point Capital LLC manages all of the firm's accounts on a discretionary basis. Discretionary management signifies that transaction judgments are made by an investment advisor without needing to seek client permission. The advisory firm supervises an average of $804.4 million for every account. The average financial advisor at Stone Point Capital LLC manages fewer than one client account, placing it among the most personalized firms in the country.

The firm's central office is located at 20 Horseneck Lane, Greenwich, Connecticut 06830-6327. It is allowed to serve investors throughout 3 states, including Connecticut, New York and Texas.

Assets Under Management

$25.7 billion

Number of Advisors

76

Disclosures

No

Office Location

20 Horseneck Lane
Greenwich, CT 06830-6327

Stone Point Capital LLC by the Numbers

Total Assets Under Management

$25.7 billion

National Average: $3.7 billion
Total Number of Employees

76

National Average: 29
Total Number of Accounts

32

National Average: 2,073
Average Account Size

$804.4 million

National Average: $1.8 million

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Fee Structure

Fees for financial advice usually depend on which services the firm provides the client. However, fees charged by the firm likely consist of the following fee structures: asset-based, performance-based or other. The firm does not provide a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 17% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Offered by 12% of firms

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

Unavailable

  • Find one of the 35% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 40% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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Types of Clients

The firm works with pooled investment vehicles. Out of its 32 clients, Stone Point Capital LLC's biggest client type is pooled investment vehicles. About 75% of the firm's customers are from outside of the U.S.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 100%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Stone Point Capital LLC does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Stone Point Capital LLC

Stephen Friedman
Greenwich, CT
Meryl Hartzband
Greenwich, CT
David Wermuth
Greenwich, CT
James Carey
Greenwich, CT
Nicolas Zerbib
Greenwich, CT
Charles Davis
Greenwich, CT

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This content was compiled from the SEC and FINRA

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.