Teton Advisors, LLC
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Overview
Teton Advisors, LLC is a financial advisor company based in Greenwich, Connecticut. Teton Advisors, LLC oversees $569.6 million in assets throughout 15 client accounts, making it one of the bigger firms in the United States by assets under management (AUM). It has a small group, including 4 financial advisors. Teton Advisors, LLC does not act as a registered broker-dealer, signifying that the advisor cannot buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer firm to do so. Securities are tradable fiscal assets such as bonds, options and stocks.
Teton Advisors, LLC administers all of the firm's client assets in a discretionary manner. Discretionary management is a structure in which a portfolio manager makes buy and sell choices without needing the client's consent. Teton Advisors, LLC oversees roughly $38.0 million for each customer account. The typical advisor at Teton Advisors, LLC administers about four client accounts, placing it among the most individualized financial advisor firms in the country.
The company's central office is at 189 Mason Street, Greenwich, Connecticut 6830. The company is legally registered to serve clients across a number of states, including Connecticut and Tennessee.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Teton Advisors, LLC by the Numbers
$569.6 million
9
15
$38.0 million
Fee Structure
Fees for financial advice largely depend on the type of financial services offered. However, fees charged by the company typically consist of the following fee structure: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It caters to high net worth investors and investment companies. Out of its 15 accounts, Teton Advisors, LLC's largest client type is high net worth investors, although it also manages money for 11 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 under management or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its accounts reside abroad.
- High-Net-Worth Individuals* - 73.33%
- Other Individuals - 0%
- Corporations - 26.67%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Teton Advisors, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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