Ubs Asset Management (Americas) Inc
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Overview
Ubs Asset Management (Americas) Inc is a financial advisor firm headquartered in New York, New York. The firm administers $300.9 billion in total assets across 301,908 accounts, placing it among the largest firms in the nation by assets under management (AUM). Ubs Asset Management (Americas) Inc has a large group, including 179 financial advisors. Ubs Asset Management (Americas) Inc does not act as a registered broker-dealer, meaning it cannot buy and sell securities for its customers' and own accounts and instead has to go through a broker-dealer firm to do so. Securities are tradable financial investments such as equities, options and bonds.
Ubs Asset Management (Americas) Inc administers the majority of its client assets in a discretionary manner. Discretionary management means that an investment advisor has the discretion to make buy and sell decisions without needing the client's permission. The firm also administers 18 non-discretionary accounts with a total of $4.3 billion in assets. The company administers an average of $996,992 for each client account. The average advisor at Ubs Asset Management (Americas) Inc manages about 1,687 client accounts.
The firm's central office is at 787 7Th Avenue, New York, New York 10019. Ubs Asset Management (Americas) Inc is legally allowed to provide services to customers across 50 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Ubs Asset Management (Americas) Inc by the Numbers
$300.9 billion
380
301,908
$996.6 thousand
Products and Services
Ubs Asset Management (Americas) Inc provides multiple financial services, which can include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. However, the firm did not provide financial planning services to any of its clients in the previous financial year. The firm is not engaged in selling products or offering services apart from investment advice to its investment advisory accounts. It also has a number of financial industry affiliations, including with a broker-dealer or securities dealer, banking or thrift institution, trust company, insurance company or agency, pension consultant and commodity pool advisor.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial management fees usually vary depending on the type of services offered. However, fee types charged by the company can consist of the following fee structures: asset-based, fixed or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are provided by Ubs Asset Management (Americas) Inc.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 26% of firms
Performance-based
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The firm manages money for a broad range of investors. The company caters to retail investors, high net worth investors, investment companies, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, other investment advisers, insurance companies, sovereign wealth funds, corporations and other. Out of its 301,908 clients, Ubs Asset Management (Americas) Inc's biggest client group is retail investors, although it also manages money for 53,514 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 under management or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). Around 25% of its accounts are non-U.S. persons.
- High-Net-Worth Individuals* - 17.73%
- Other Individuals - 82.21%
- Corporations - 0.06%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Ubs Asset Management (Americas) Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Ubs Asset Management (Americas) Inc
New York, NY
New York, NY
New York, NY
New York, NY
New York, NY
Fairfield, CT
New York, NY
New York, NY
New York, NY
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