Warwick Group Ii, Inc
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Overview
Warwick Group Ii, Inc operates as a financial advisory firm located in Ridgefield, Connecticut. It administers $66.1 million in total assets across two client accounts. It has a small group, including 2 financial advisors. Warwick Group Ii, Inc is not a registered broker-dealer, meaning it is not able to buy and sell securities for its customers' and own accounts and instead must go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal investments like equities, bonds and options.
Warwick Group Ii, Inc manages zero of the firm's client assets in a discretionary manner. Discretionary management signifies that a portfolio manager makes transaction decisions for the client's account without requiring client authorization. The firm also oversees two non-discretionary accounts totaling $66.1 million in assets under management. Warwick Group Ii, Inc manages about $33.0 million for every client account. An average advisor at Warwick Group Ii, Inc manages around one client account, making it one of the most personalized financial advisor firms in the country.
Warwick Group Ii, Inc's headquarters is located at 54 Danbury Road, Ridgefield, Connecticut 6877. The firm is permitted to provide services to clients in the state of Connecticut.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Warwick Group Ii, Inc by the Numbers
$66.1 million
2
2
$33.0 million
Fee Structure
A financial advisor's fees are based on the financial services offered. Fees charged by the firm can include the following fee structures: asset-based, fixed or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The company provides services to pooled investment vehicles. Out of its two accounts, Warwick Group Ii, Inc's biggest client by number of accounts is pooled investment vehicles. None of the company's clients are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Warwick Group Ii, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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