Graham Capital Wealth Management, LLC

CRD#281772
Investment Advisor Firm

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Learn more about Graham Capital Wealth Management, LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Graham Capital Wealth Management, LLC operates as a financial advisory firm based in Washington, District of Columbia. The firm controls $169.0 million in assets over 1,048 client accounts, making it a mid-tier firm in the nation by assets under management (AUM). The firm has a small group, including 5 financial advisors. Graham Capital Wealth Management, LLC does not act as a registered broker-dealer, meaning the advisor cannot buy and sell securities for its clients' and own accounts and instead has to go through a broker-dealer company to do so. Securities are defined as tradable fiscal investments like options, bonds and equities.

    Graham Capital Wealth Management, LLC administers all of its client assets on a discretionary basis. Discretionary management means that buy and sell choices for the client's account are made by an investment advisor without needing to seek the client's permission. The investment advisory firm's average account size is $161,234. The average advisor at Graham Capital Wealth Management, LLC administers around 210 client accounts.

    The firm's headquarters is at 1701 K Street Nw, Washington, District of Columbia 20006. The firm is permitted to serve customers throughout a number of states, including District of Columbia, Florida, Louisiana, New Hampshire and Texas.

    Assets Under Management

    $169.0 million

    Number of Advisors

    5

    Disclosures

    No

    Office Location

    1701 K Street Nw
    Washington, DC 20006

    Graham Capital Wealth Management, LLC by the Numbers

    Total Assets Under Management

    $169.0 million

    National Average: $8.6 billion
    Total Number of Employees

    6

    National Average: 64
    Total Number of Accounts

    1,048

    National Average: 375,227
    Average Account Size

    $161.2 thousand

    National Average: $23.0 thousand
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    Products and Services

    Financial services that Graham Capital Wealth Management, LLC provides include financial planning services and portfolio management for individuals and small businesses. In the past financial year, the firm provided financial planning services to 11-25 of its accounts. The firm is engaged in selling products or offering services other than investment advisory services to its customers. The company also has a number of financial industry affiliations, including with an insurance company or agency.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

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    Fee Structure

    Financial management fees largely vary depending on which services the firm provides the client. However, fees charged by the firm typically consist of the following fee structure: asset-based. The company does not participate in a wrap fee program, in which the firm offers a bundle of services for a single fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The firm works with retail investors and high net worth investors. Out of its 1,048 customers, Graham Capital Wealth Management, LLC's biggest client group is retail investors, but it also caters to 38 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 under management or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's clients are represented by non-U.S. persons.

    • High-Net-Worth Individuals* - 7.36%
    • Other Individuals - 92.64%
    • Corporations - 0%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Graham Capital Wealth Management, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Graham Capital Wealth Management, LLC

    Michael Berkhahn
    Washington, DC
    Alex Graham
    Washington, DC
    Meaghan Wheeler
    Washington, DC
    John Darby
    Washington, DC
    Stash Graham
    Washington, DC

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    The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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