Lockton Investment Advisors, LLC

CRD#144133
Investment Advisor Firm

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Learn more about Lockton Investment Advisors, LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Lockton Investment Advisors, LLC is located at 444 W 47th Street, Kansas City, MO. The firm employs 29 financial advisors to manage client portfolios and provide financial guidance. Lockton Investment Advisors, LLC is not a registered broker-dealer.

    Lockton Investment Advisors, LLC offers other services. The firm maintains affiliations with a broker-dealer or securities dealer and an insurance company or agency. The fee structure at Lockton Investment Advisors, LLC is categorized as other.

    Lockton Investment Advisors, LLC is registered in the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nebraska, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, Washington, and Wisconsin.

    Number of Advisors

    29

    Disclosures

    No

    Office Location

    444 W 47Th Street
    Kansas City, MO 64112

    Lockton Investment Advisors, LLC by the Numbers

    Total Number of Employees

    29

    National Average: 64
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    Fee Structure

    Financial advisory fees typically vary depending on the type of services provided. Fees billed by Lockton Investment Advisors, LLC typically consist of non-traditional fee structures.

    Available

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 69% of firms that offer this fee type

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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    Disclosures

    Lockton Investment Advisors, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Lockton Investment Advisors, LLC

    Michael Pierce
    Kansas City, MO
    Kril Cunningham
    Dallas, TX
    Matthew Filing
    Kansas City, MO
    Keith Mulvihill
    Washington, DC
    Michael Monahan
    Minneapolis, MN
    Robert Lindquist
    Kansas City, MO
    Jeffrey Wallace
    La Jolla, CA
    James Darby
    Dallas, TX
    Christian Moreno
    Dallas, TX

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    The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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